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SiMON FRASER UNIVERSITY
?
S.
MEMORANDUM
.
?
SENATE ?
From..... ?
........................................................................
SENATE
. ?
.
LIBRARY COMMITTEE
LIBRARY COLLECTIONS POLICY -
Subiect...... .
...
.....
.
........
.
....................
.
..............
.
..
.
....................
.
..
................
FOR INFORMATION
974
1
,
3
DECEMBER 2
Date
..............................................................................................
.
0
'^*

 
a
SiMON FRASER UNIVERSITY
?
S.
75--Z
MEMORANDUM
so ....... ?
..... Harry Evans
?
From
................ ......... ... P
.
. ?
.tigger
Chairman
S.e.n,a.t.e ..... Library ..... Committee
Subject ?
.
?
Date
.................. ..........
.D
e .ce
.
ne .r
?
83.
?
............
The attached statement of the Library's Collections
Policies and Procedures has been approved by the
University Librarian and has been examined by the
Senate Library Committee and on its advice is being
forwarded to Senate for information.
.
PS :dc r
Attachment
0

 
2.1 ?
July 1, 1973
SUBJECT: ?
COLLECTION POLICIES AND PROCEDURES
FN1flA L
The following pages contain the complete statement of the
Collection Policies and Procedures as approved by the
University Librarian on July 1, 1973.
[1
.
is

 
CONTENTS
1. Introduction
1.1 ?
Library Provides Materials By Borrowing and By Purchasing
1.2 Criteria to Determine That Materials Are to Be Purchased
2. ?
General Collections Policies
2.1
Support of Teaching Programme
2.1.1 ?
General Collection
2.1. 2
?
Reserve Collection
2.1. 3
?
Non-Print Collections
Z. 2 Support of Faculty ?
and Graduate Research
2. 2. 1
?
Definition of Research Materials
Z. 2. 2 ?
Criteria for Purchase of Research Materials
2. Z. 3
?
Special Collections and Archives
2.2.3.1 ?
Manuscripts
2. 3
Support of Non-Credit Activities
2.4 General and Current Interest Material
2. 5
Heavily-Used Materials
Z. 5.1
?
Multiple Copies
2. 5. 2 ?
Replacements
2.5.3 ?
Temporary Reserve
...2

 
2. 6 Low-Use Materials
2. 6. 1
?
Low-Use Storage
2. 6.2
?
Withdrawal of Materials
2. 6.3 ?
Cancellation of Serials Subscriptions
2.7 Cooperation With Other Libraries in Collections Development
2.7.1 ?
TRIUL
2. 7. 2 ?
Public Libraries
3. Policies on SDecific Collections
3.1
Monographs
3.2 Serials
3. 3 Reference Works
3.4
Government Publications
3.5
Microforms
3. 6 Curriculum Collections
3.7
Maps
3. 8
Theses and Dissertations
4.
Communications With Faculty and Students
4.1 How the Library Knows What to Collect
4.2 University Committees
4. 2. 1
?
Senate Graduate Studies Committee
4. 2. 2 ?
Senate Library Committee
4.3 Resource Surveys
4.4 Usage Analysis

 
WIE
5.
Book Budget and Allocations
5.1 Maximizing Book Funds
5. 2 Responsibility for the Preparation of the Book Budget
5. 3 Allocations
5.4 Miscellaneous
?
5.4.1 ?
Photocopied Materials
?
5.4. 2
?
Replacement Costs
?
5.4.3 ?
Reserve Books
6.
Responsibilities of the Assistant University Librarian for Collections
and Public Services
6.1 Implementation and Revision of Collection Policy
6.2 Summary of Collecting Objectives by Subject
0

 
S
?
1. Introduction
1.1
?
The Library has two principal ways of providing the published
resources required by the University community:
a)
purchasing materials to be added to its own collection
b)
borrowing from other libraries through Inter-Library Loan.
The policies and procedures presented here are concerned ex-
clusively with purchased materials and are used by Collection
Librarians to guide them in their decisions to purchase, store
and discard materials.
1.2 A publication is purchased when it appears that most of the
following criteria will apply.
a)
It relates to courses and programmes offered at the Uni-
versity.
b)
It will be useful to a substantial number of faculty and
students rather than to a few individuals.
c)
It is of strong general interest and has sufficient intellect-
ual content to be of concern to an academic readership.
d)
It is not an acquisition that needlessly duplicates a re-
source at the University of British Columbia or other near-
by institutions.
0 ?
...
2

 
-2-
2. General Collection Policies
2.1 Support of Teaching Programme
The first priority in the development of collections is to provide
the information resources needed for the University teaching
programme. Since most courses are undergraduate there is
emphasis on the selection of current publications, both mono-
graphic and serial, over a broad range of subjects. The Lib-
rary accomplishes the objective of supporting courses by de-
veloping the General collection (2.1.1), the Reserve collection
(2.1.2), and non-print collections (2.1.3).
2. 1. 1 ?
The General Collection is the open-shelf collection.
As a major information resource of the University,
?
it must support both teaching and research (2. 2. 2).
Since providing materials for the teaching programme
is the first collections objective, the Library uses
most of the book budget to acquire current and retro-
spective publications on the subjects of the courses.
Unless there is demonstrated demand for multiple
copies (2.5.1), only one copy of each title is added to
this collection so that the broadest possible coverage
of the subject matter is obtained. The Gerera1 Col-
lection contains materials that are letterpress and
microform, current and retrospective, serial and
is
...3

 
-3-
?
2.1.2 ?
The Reserve Collection, a closed stack collection,
exists to provide all students fair and reasonable
access to their required reading materials without
excessively duplicating holdings. While not attempt-
ing to provide all the materials needed by students,
through the establishment of this service, the Lib-
rary recognizes there is a valid demand for multiple
copies (2.5.1) created by the teaching programme.
It accommodates this demand by:
a)
acquiring multiple copies of readings required
or recommended by the faculty member giving
a course, and
b)
lending this material under loan regulations
especially designed to insure that each copy of
each book receives maximum use.
The Reserve .
Desk supervisor, in discussion with
faculty members, determines the number of copies
to be bought. This decision is based on the expected
enrolment and, if deemed relevant, past usage sta-
tistics. In any case, the ratio of one copy per ten
students is rarely exceeded.
?
2.1. 3 ?
The Library has the responsibility to build non-print
media collections as well as print collections. Non
...4

 
-4-
print media are defined here as any physical format
used to disseminate information that is not print or
microphotographic copy of printed matter. Standard
examples are audio tape, slides, video tape, films,
magnetic tape, and punched cards. Characteristically,
most non-print media are used to aid teaching (machine
readable forms are an exception); they often have a
high unit cost; they require expensive special equip-
ment to be used; and, they present unique problems in
regard to cataloguing, storing, and servicing. For
these reasons, and the fact that in most disciplines
non-print media at an academic level are not extensive,
the Library policy is to limit purchases to items where
there is a clearly demonstrated need.
The Collections Librarians keep themselves informed
about the current 'publishing of non-print media and
select materials, usually in consultation with faculty,
giving full consideration to the impact a purchase will
have on the budget and, as a result, 6n the acquisition
of printed materials. In all cases non-print material
is acquired only if it meets the same criteria applied
to printed sources.
0

 
-5-
2. 2 Support of Faculty and Graduate Research
2. 2.1 ?
Research collections are defined in this policy as
materials which are used primarily by faculty and
graduate students to complete projects for the pur-
pose of scholarly publication or the fulfillment of a
requirement for a paper, thesis, or dissertation.
The content of these materials is often more special-
ized, detailed, and extensive than is required by
undergraduates writing essays. They are also fre-
quently out-of-print and in languages other than
English.
2. 2. 2 ?
As most of the book budget is required to support the
teaching programme, the development of research
collections takes second priority, and as a result,
faculty and graduate students have to rely heavily on
Inter-Library Loans and the collections at the Univer-
sity of British Columbia. Nevertheless, in so far as
possible, the Library does attempt to build research
collections. After budgetary provision has been made
for current publications and the renewal of serials
subscriptions germane to the teaching programme,
allocations are made to acquire research materials.
0

 
-6-
Material for this purpose is generally expected to
meet the following criteria:
a)
It should relate to the graduate programmes of
a Department.
b)
It should be useful to more than one member of
the faculty, or graduate student, or more than
one research project.
c)
It should be useful also in a more limited way to
undergraduates in their research efforts even
though the material is to be acquired primarily
for faculty and graduate research.
d)
It should not duplicate a resource at the Univer-
sity of British Columbia or other institution in
the Province if it is available by extended inter-
library loan or can be consulted by visiting that
library.
2.2. 3 ?
Though materials in Special Collections and Archives
are used frequently by undergraduates, they are viewed
by the Library as being fundamentally a research col-
lection. A full statement of the policies on this collec-
tion was approved by the University Librarian on July 17,
1972 (Library Policy 2. 3).
• Though some materials are shelved in Special Collec-
tions only for preservation purposes, the collection is
basically in two parts:

 
-7-
a)
Special Collections, the core of which is a collec-
tion of post-war experimental and avant-garde
poetry known as the Contemporary Literature Col-
lection.
b)
Archives, which acts as the archives for the Uni-
versity (approved by the Board of Governors, 1968)
and which contains archival records which are the
property of the Municipality of Burnaby.
It is the policy of the Library to continue the develop-
ment of these collections, as specified in Library Pol-
icy 2. 3, in as vigorous and definitive a manner as fin-
ancial constraints permit.
2. 2. 3.1 Manuscripts are collected as part of both
Special Collections and Archives. Their
content must relate strictly to designated
areas of specialization within these col-
lections, and they are selected only after
full consideration with faculty. The Lib-
rary has adopted a detailed policy on the
acquisition, processing, and use of manu-
scripts (cf. Library Policy 2.3.1).
2.3 Support of Non-Credit Activities
In some instances, non-credit courses or activities do re-
quire published resources that can only be supplied by the
.

 
-8-
Library. After having met the requirements of the credit
49 ?
courses and research at the University, the Library will
acquire materials to support non-credit courses within the
limits of its budget. Librarians will make every effort to
keep themselves informed about the collections needed for
these activities and select titles accordingly.
2.4 General and Current Interest Materials
At any point there are topics of current and, often, general
interest to the University community that do not necessarily
relate to the courses then being offered. Publications con-
cerned with significant political and social events, emerging
disciplines, and new areas of study and investigation are
usually required by academic readers for their personal intel-
lectual growth as well as for possible use in a course reading
list. The purchase of these publications is not allowed to di-
minish Library support of courses and major research objec-
tives. An attempt is made, also, to avoid a duplication of
services offered by the local public libraries (2.7.2).
2.5 Heavily-Used Materials
2. 5.1
?
The need for multiple copies is accommodated, for
the most part, by the Reserve Collection (2.1. 2).
However, a small number of extra copies are added
0
?
to the General Collection for the following reasons:
...9

 
-9-
a)
If there is considerable public discussion
about a new publication, and there is reason
to believe the University community shares
this interest, an additional copy or copies
may be acquired.
b)
At the end of each semester the Collection
Librarians review loans records and order
additional copies of the few most requested
titles if they feel that interest in these books
will persist for several semesters.
c) Since Special Collections materials do not
circulate and are not shelved in the open
0
?
stacks, selected titles are duplicated and the
second copy is added to the General Collection.
d)
Because three specialized Reference Service
areas are maintained it is occasionally necessary
to have added copies of some general and basic
reference publications.
Z. 5. 2
?
Replacement copies are obtained in most cases when
a heavily used book is damaged, lost, or stolen.
However, as seldom used books too may have to be
replaced for these reasons, each title identified for
re-order, is reviewed by the appropriate Collection
S
...
10

 
- 10 -
Librarian to determine if it is still required. Re-
placements are not usually ordered if there are
other copies already in the collection, or if the
Library has a more recent edition. If a replace-
ment is to be ordered, an attempt will be made to
secure the same edition, but in some cases it may
be desirable to order a later edition.
2.5. 2 Single copy titles are placed on temporary reserve
when three recalls have been submitted in one sem-
ester. Materials requested this frequently are re-
viewed by Collection Librarians and, possibly, dup-
licated for the General Collection or the Reserve
. ?
Collection.
2. 6 Low-Use Materials
?
2. 6.1
?
Generally, materials are placed in low-use storage
when the following conditions apply:
a) There has been no more than one request over
a period of three years.
b) The material is shelved in an area that urgently
needs space for in-coming high-demand current
materials.
In most cases, material in storage can be delivered
to the reader within twenty-four hours or less. After
11

 
- 11 -
being placed in storage the demand for specific titles
is carefully observed, and they are returned to the
open shelf if it increases. Materials for which there
is zero demand over a three-year period are con-
sidered for withdrawal from the collection (cf. 2. 6. 2)
or are retained in storage for another three-year
period of observation.
2. 6. 2 ?
A publication is withdrawn from the collection when
most of the following conditions apply:
a)
It has not been used in at least three years on
the open shelf.
b)
It has not been requested from low-use storage
0 ?
more than once a year.
c)
It is also available at the University of British
Columbia, the University of Victoria, or other
library in the Province; and it has been con-
firmed that that library will not withdraw its
copy and is willing to make it available to S. F. U.
readers.
d) It is available via Inter-Library Loan from other
Canadian and United States libraries.
e)
It is no longer related to existing courses or re-
search activity because of changes in the Univer-
sity calendar or the faculty membership.
12

 
- 12 -
2. 6. 3 ?
Serials subscriptions are reviewed for cancellation
when the conditions described above (2. 6. 2) apply.
In addition, it may be necessary to cancel subscrip-
tions to lesser-used serials because of budgetary
constraints (cf. 3.2).
Collection Librarians will confer with Department
Library Representatives about titles, monographic
or serial, that are being considered for withdrawal.
2.7 Cooperation With Other Libraries in Collections Development
2. 7. 1
?
TRIUL (Tr-University Libraries) is an informal or-
ganization of the three university libraries in British
Columbia. One of its major committees is concerned
with comparing the make-up and growth of the three
collections. The committee attempts to establish the
general outlines of a coordinated collections policy,
to eliminate needless duplication of acquisitions costing
approximately $500 or more, and to rationalize spe-
cific areas of collections, e. g. government publications,
microforms, serials, etc.
TRIUL is concerned also with improving access to
the Provinical university collections by faculty, grad-
uate, and undergraduate students.
.
.13

 
- 13 -
The S.F.U. Library participates in TRIUL in order
to increase the number of unique titles in the major
academic collections, to eliminate unnecessary dup-
lication, and to make all area resources more readily
available to the S. F. U. community.
2. 7. 2
?
Public library services of the lower mainland are
available to all members of the academic community.
The Library generally avoids the duplication of kinds
of material available from those collections, e. g.:
detective fiction, how-to books, etc.
3. Policies on Specific Collections
3.1 Monographs
Traditionally the largest component of an academic collection
has consisted of monographs with serials (3.2) forming the
next most sizeable segment.
The emphasis on monographs within libraries, of course, is
a reflection of the importance they have in academic writing
and publishing. Until there is some significant change in the
balance between monographic and serial publishing, the Lib-
rary will continue to build a letterpress collection with pro-
portions of approximately 80% monographs and 20% serials.
• 14
.
I ?
C

 
- 14 -
The one exception to this rule is the science collection, where
S
there has always been greater reliance on serials than mono-
graphs (cf. 3.2). Science monographs will comprise approx-
imately 40% of that collection.
3.2 Serials
Though serial publications represent a relatively small por-
tion of the letterpress collection (approximately
20%)
they re-
quire a large portion of the book budget. This is because most
subscriptions have to be renewed annually, and as a rule these
costs inflate dramatically.
Though the Library is committed to keeping primary emphasis
0
?
on the collecting of monographs (cf. 3.1) it must also provide
a serials collection that gives adequate support to teaching and
research. A policy is required, therefore, to keep these two
areas of the collection in balance. This is achieved in the
following ways:
a) Subscriptions to new serials are approved on a highly se-
lective basis; in most subjects related to the programmes
offered at the University the serials collection now (1973)
provides the basic periodicals, and new subscriptions are
required only to secure the more importnt titles that are
published; the adoption of additional programmes by the
.
15

 
- 15 -
University, however, does necessitate the acquisition of
• ?
titles that are fundamental to the new discipline.
b)
Each proposed new subscription is reviewed by the Col-
lection Librarian, the Collection Division Head, and the
Assistant University Librarian for Collections and Public
Services before a decision is reached.
c) The serials lists of the University of British Columbia
and the University of Victoria are used to determine if a
subscription from S.F.U. would duplicate their holdings;
each university library informs the other universities
about subscriptions to newly published serials it is con-
sidering. In many instances duplication is desirable, but
this exchange of information is used to reduce it to a mini-
0 ?
mum.
d)
The use of serials within different disciplines is moni-
tored on a continuous basis; a list of low-use titles is pre-
pared from time to time by Collection Librarians for
faculty advice on possible cancellation. Funds freed by
cancellations may be used for important new subscriptions.
e) As a guideline, an attempt is made to keep the allocation
for new subscriptions to approximately 1. 5 - Z% of the
total book budget; when more funds are needed than pro-
vided by the allocation, every effort is made to cancel
subscriptions that are not being used before the allocation
0 ?
is increased.
.16

 
- 16 -
3.3 Reference Works
0 ?
A reference collection is a non-circulating collection of pub-
lications that is designed to supply concise, factual data or
assist readers in the bibliographical identification of journal
articles and other publications. It contains such materials
as guides and manuals, bibliographies, indexes and abstracts,
encyclopedias, dictionaries of special terms, handbooks, etc.
A reference collection is maintained in each of the Coll1ction
Divisions: Humanities, Science, and Social Science. In ad-
dition, large bibliographical compilations such as the cata-
logues of the Library of Congress and the British Museum are
shelved in the Acquisitions Division, where they are required
to process SFU accessions.
3.4 Government Publications
Government publications are defined as publications (including
non-print media) issued directly or under the sponsorship of
any office of a legally organized government regardless of
level. The Library is committed to the development of such
a collection in support of the teaching and research objectives
that prevail at SFU. To assist in the achievement of this goal,
the Library requested, and was granted, full depository status
for the publications of Information Canada (affective August,
1969). Because of this the Library receives one free copy of
17

 
- 17 -
most English or bi-lingual publications distributed by the Queen's
Printer. The Library also collects provincial and municipal
documents as well as publications from other countries and inter-
national organizations. Emphasis is on Great Britain, United
States, and the United Nations. (cf. Library Policy no. 2.4 for
a detailed policy on the government publications collection.)
3.5 Microforms
Microforms are documents that have been micro-photographically
copied on film, fiche, or paper. They require special reading
equipment and are usually physically separated from other library
collections because the storage and service requirements are not
compatible with conventional printed materials.
.
The selection
?
of microforms is guided by the same general col-
lection policies used in the selection of letterpress publications.
They are collected by the Library because, in most cases, the
material has been out-of-print and can be acquired in no other
form. Theses and dissertations (cf. 3. 8), being mostly type-
script, are frequently available on microfilm only.
Generally the Library acquires letterpress rather than micro-
form when there is a choice. However, many newspapers and
periodicals are obtained in this form, rather than paper copy,
to save shelf space and to have a more easily preserved record.
0

 
- 18 -
3.6 Curriculum Collection
0 ?
This collection is developed and maintained by the Library as a
physically separate collection unit to support the Professional
Development Programme of the Faculty of Education. The fol-
lowing materials are systematically acquired for this collection:
a)
all textbooks listed in the British Columbia List of Prescribed
Texts
b)
textbooks used in other provincial, state, or city school
systems - purchased selectively
c)
course outlines from all Canadian provinces and selected
American cities,
d)
major works in children's literature
e)
learning kits, film strips and loops, etc. - purchased Se-
lectively.
3.7 Maps
The Map Collection acquires and catalogues topographic and
thematic maps relevant to the University curriculum. There is
general world coverage in small scales and coverage in large
scale for Canada, United States, Africa, some Latin American
countries, and selected European countries. Thematic maps
with emphasis on these areas are collected particularly in
climatology, biogeography, geomorphology, demography, re-
sources, and urban and regional planning.

 
- 19 -
3.8 Theses and Dissertations
0 ?
Generally, it is not Library policy to acquire M.A. theses or
Ph. D. dissertations as permanent additions to the collection.
It is expected that these materials will usually be purchased by
the reader through Inter-Library Loan. In exceptional cases
a thesis or dissertation may be acquired when its subject deals
with a high collecting priority, and if the quality of the work is
outstanding. Normally these materials will be acquired in
microform although xerographic copy will also be considered
if frequent use of the material is anticipated.
I
4. Communications With Faculty and Students
0 ?
4.1 How the Library Knows What to Collect
To accomplish its goal of acquiring the published materials
that are needed by faculty and students, the Library must
have up-to-date knowledge of what subjects are being taught
and researched. It must also have accurate information about
new programmes and courses that are to be offered in the near
future so that it can gather the necessary materials before
they are requested.
To insure that it receives complete and accurate information,
the Library maintains a staff of professional librarians, des-
ignated throughout this policy as "Collection Librarians", each
of whom is assigned responsibility for the development of spe-
cific subject collections.
20

 
* ?
- zo
Each Collection Librarian is responsible also for establishing
communication with faculty departments, undergraduates, and
graduate students. These communications are accomplished as
follows:
a)
Liaison is maintained with the Faculty Library Represent-
ative to keep informed about departmental requirements;
this channel is also used to keep the faculty department in-
formed about library developments.
b)
Collection Librarians are encouraged to discuss library
resources with all faculty who make primary use of the
materials; this kind of contact also provides the Library
information on the research interests of individual faculty
• ? members.
c)
Each Collection Librarian is required to spend approxi-
mately one third of his/her time at the public reference
desk answering the questions of students and faculty; this
is a major
?
source of information on the resource needs
of undergraduates and graduate students, but it also pro-
vides additional information on faculty requirements.
d)
Each Collection Librarian invites graduate students who are
using the materials under his/her responsibility to discuss
their research needs.
e)
All Inter-Library Loan requests are reviewed by Collection
Librarians to determine if materials are being borrowed
often enough to justify purchasing them for the SFU collec-
tion.
21

 
-21-
f)
?
?
At the end of each semester, Collection Librarians review
?
the usage of the Reserve Collection to determine if some
titles should be duplicated and to keep themselves informed
of the bibliographic coverage of each course.
4.2 University Committees
In addition to the personal contacts with students and faculty
described in 4. 1, the Library administration is represented on
the membership of several academic committees and it regularly
receives the minutes of the Academic Planning Committee,
Faculty Curriculum Committees, and the Senate Committee on
Undergraduate Studies. The University Librarian is anexofficlo
member of Senate, and Collection Librarians participate on
.
?
various academic committees (e. g. Canadian Studies Committee).
4. 2. 1
?
?
The Senate Graduate Studies Committee, of which the ?
University Librarian is a member, is the major source
of information on the development of graduate courses
and programmes. This committee requires that the
Library report on the state of its resources in regard
to new programme proposals before it makes a decision
(cf. 4.3).
4. 2. 2 Though the Senate Library Committee has been estab-
lished by Senate to advise the University Librarian on
library matters generally, it specifically concerns
... 22

 
itself with
with collections development when it reviews the
proposed allocation of the book budget submitted by the
Librarian each year.
4.3 Resource Surveys
A resource survey is a thorough comparison of S.F.U. holdings
with standard and authoritative bibliographies in a given subject
area to determine the strengths and weaknesses of the collection.
The results of the survey are used to guide future selection.
Such a survey is most often done in response to a request from
the Senate Graduate Studies Committee (cf. 4. 2. 1) when it is
considering a new programme proposal. However, at times
they are also done in response to a faculty or department re-
quest, or if any of the Collection Librarians and/or the Library
administration feel it is desirable to examine an area of the col-
lection closely.
4.4 Usage Analysis
Since the Library has an obligation to acquire materials that
are needed by the University community and, conversely, avoid
purchasing those that are not needed, it is necessary to study
how the collections are being used on a continuous basis.
The following data, which is occasionally supplemented by a
• ? use-study in a specific collection area, is periodically gathered
and reviewed:
23

 
-23-
Records of monograph loans and recalls
In-house shelving statistics
Reserve Collection loans
Inter-Library Loan requests
Lost and missing books
From this review, Collection Librarians obtain the following
information:
a)
Specific subject areas are identified in terms of a scale
ranging from most used down to unused.
b)
Individual titles of the most heavily used materials are
cited.
c)
Individual titles that have not been used over a period of
several years are also cited.
d)
Titles to be replaced.
This information guides Collection Librarians when they are
selecting new accessions, and it is used by them to make de-
cisions on the duplication, storage, or withdrawal of specific
titles.
5. Book Budget and Allocations
5.1 Maximizing Book Funds
By a continuous close scrutiny of salaries and operating costs,
the Library attempts to use as much of its budget as possible
40
?
to develop the collections. However, funds must also be pro-
vided for processing costs, reference services, and adminis-
24

 
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tration. The Library, therefore, recognizes that it is res-
ponsible for maintaining the most efficient procedures possible
is
so that salary and operating expenditures do not unreasonably
constrict the book budget.
5.2 Responsibility for the Preparation of the Book Budget
The University Librarian has overall responsibility, within the
Library staff, for the preparation of the book budget. As part
of his responsibility for planning the total Library budget he de-
termines the size of the book budget in relation to salary and
operating costs.
The Assistant University Librarian for Collections and Public
Services is responsible for the preparation of allocations within
0 ?
the book budget (cf.. 5.3). This responsibility is executed by
coordinating recommendations from Collection Librarians,
Faculty Library Representatives, and the Senate Library Com-
mittee. Collections usage data, departmental enrolment, etc.,
are considered in the process of making allocations.
The Senate Library Committee annually reviews and advises
the University Librarian on the proposed book budget and the
allocations.
5.3 Alloc ations
The book budget is allocated in the following ways:
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-25-
a)
The total budget is divided into two parts, one for mono-
graphs and one for serials.
b)
The serials portion is then sub-divided into allocations
for renewals, new subscriptions, backfiles, and govern-
ment publications; except for government publications,
serials funds are not allocated to subject disciplines; the
money for renewals, new subscriptions, and backfiles is
distributed among the Humanities, Sciences, Social Sci-
ences, and Library general accounts.
c)
The monograph portion is sub-divided by academic sub-
ject; further sub-divisions are made within a subject allo-
cation for current and retrospective materials, govern-
ment publications, and non-print media.
New allocations are added to the book budget as required by the
development of curriculum.
5.4 Miscellaneous
5.4.1 ?
Photocopied materials that are to become permanent
additions to the S.F.U. collection are charged to the
appropriate book budget allocation. The only exception
to this policy is theses and dissertation by S.F.U. stu-
dents which are paid for by the student or the Depart-
ment.
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5. 4. 2 ?
Replacement costs for lost, missing, or damaged
materials are charged to the appropriate allocation
of the book budget. Revenue from readers who have
been charged replacement costs goes into a special
account established for this purpose, and then funds
can be transferred to other allocations or used di-
rectly from this account to replace materials.
5.4. 3 ?
Reserve books are charged to the Mark Collins Fund
until the annual grant from the fund is exhausted.
Only then are Reserve books charged to the subject
allocations.
6. Responsibilities of the Assistant University Librarian for Collections
and Public Services
6.1 Implementation and Revision of Collection Policy
The Assistant University Librarian for Collections and Public
Services is responsible for the implementation and continuous
supervision of this policy, as well as its future revisions.
6.2 Summary of Collecting Objectives by Subject
The Assistant University Librarian for Collections and Public
Services is responsible for preparing and maintaining an up-
to-date summary of collecting objectives in terms of the var-
ious academic disciplines. A statement of these objectives,
at any time, will be available upon request.

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