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S
S.O1-68
Memo
To:
Senate
From:
Jonathan C. Driver
Date:
17
October 2001
Re:
Graduate General Regulations
I intend to present the following motion at the November
26th
meeting of Senate:
"That Senate approve the revised Graduate General Regulations described in the attached
document, and that these regulations take effect 1 September 2002"
Note: In the accompanying documentation the current and proposed regulations are given in
parallel columns to make it easier to compare the two versions. Unchanged regulations are
printed across the fill page.
5 ?
Rationale and Background
Senate Graduate Studies Committee has undertaken a review of General Graduate
Regulations, and we are now ready to present proposed changes to Senate. The review
resulted in numerous changes. Most of these are relatively minor editorial changes, designed
to clarify the intent of a regulation. However, there are also some more substantive changes,
and these are listed below.
1.3.6
Clarification that successful completion of a qualifying year does not guarantee
admission to a graduate programme. Creates maximum length of time for qualifying status.
1.3.8 The requirements for conditional admission should normally be met in the first semester
of enrollment.
1. 5.1
Adds the following categories to the grading system: A+, C+. The A+ brings us into line
with other universities. The C+ recognises the need for graduate diploma programmes to have
a greater degree of flexibility in grades at the lower end of the scale.
1. 5.3
Changes the approval process for S/U grading
1. 6.4 Clarifies which graduate programmes require a student to have a supervisory committee.
Allows adjunct faculty and research associates to serve on supervisory committees. Clarifies
responsibilities of the committee.
ggrsenaL
e
-doc 10F2 17/10/01

 
1.6.5 Change in supervisory committee cannot be initiated by the Graduate Programme
Committee.
?
40
1.7.2 The residence requirement for master's degrees is removed. Rules for coursework
requirements in master's and doctoral programmes have been combined. Provision is made
for a student to be credited for courses taken prior to admission to SFU.
1.8.1 The minimum CGPA for students in graduate diploma programmes is 2.5.
1.8.4 No more than three consecutive on-leave semesters will be allowed, unless approved by
the Dean of Graduate Studies.
1.8.5
Clarification of current practice and a more logical position for the regulation (currently
covered in 1.4.4, and a repetition of part of 1.4.3 in the new regulations).
1.9.2 Increased flexibility for organisation of thesis defence.
1.9.4 Increased flexibility for organisation of thesis defence.
1.9.5
Clarifies function of examiner's report for doctoral defences.
1. 10.2 In section 2) "minor revisions" is replaced by "revisions".
1.11.3 Clarifies the way in which confidential or patentable information in a thesis may be
protected
1. 12.4 Minor
temporarily.change
to
?
readmission process.
is
1.16 This section has been rewritten to clarify the appeals processes.
.
0
Page 2

 
.
?
Proposed Revisions to General Graduate Regulations
October 2001
Regulations that will not change are printed in plain text.
Regulations for which changes are proposed are printed in parallel columns.
Graduate General Regulations
Academic Honesty
All members of the University community share the responsibility for the academic
standards and reputation of the University. Academic honesty is a cornerstone of the
development and acquisition of knowledge. Academic honesty is a condition of
continued membership in the university community.
Academic dishonesty, like other forms of dishonesty, is misrepresentation with intent to
deceive or without regard to the source or the accuracy of statements or findings.
Academic dishonesty, in whatever form, is ultimately destructive of the values of the
University; it is, furthermore, unfair and discouraging to the majority of students who
pursue their studies honestly. Scholarly integrity is required of all members of the
University.
The following examples are representative but not exhaustive of activities constituting
academic dishonesty: plagiarism (presenting the work of another person as your own);
. ?
submitting the same work more than once without prior approval; cheating;
impersonation; submitting false records or information; stealing or destroying the work of
another student; removing, mutilating, misplacing or destroying books or other library
material; unauthorized or inappropriate use of computers, calculators and other forms of
technology in course work, assignments or examinations.
The University code of academic honesty is contained in policy Tl0.02 or in the Course
Timetable and Exam Schedule published every semester, or on the World Wide Web via
www.reg. sfu. Ca.
Penalties for Acts of Academic Dishonesty
Penalties imposed by the University for academic dishonesty may include one or more of
the following: a warning, a verbal or written reprimand, reassessment of work, failure on
a particular assignment, failure in a course, denial of admission or readmission, forfeiture
of awards or financial assistance, suspension or expulsion from the University.
Student Conduct
Simon Fraser University is committed to Creating a scholarly community characterized
by civility, diversity, free inquiry, mutual respect and individual safety. The code of
student conduct is intended to define students' basic responsibilities as members of the
academic community, to define inappropriate student conduct and to provide procedures
and penalties to be invoked and applied if they engage in such unacceptable behaviour.
Each student is responsible for his/her conduct which affects the University community.

 
The code shall not be construed to unreasonably prohibit peaceful assemblies,
The
demonstrations
following activities
or free speech.are
representative
?
but not exhaustive of behaviours
-
-0
constituting
misconduct: disruptive or dangerous behaviour; behaviour which results in damage,
destruction and theft of University property or the property of any member of the
University; forgery or alteration of University documents or records; misuse of
University resources including information (computing) resources; unauthorized entry or
presence in University premises; misuse of student disciplinary procedures.
The University code of student conduct is contained in policy TlO.Ol available in the
Library or any departmental office, or in the Course Timetable and Exam Schedule
published every semester, or on the World Wide Web via www.reg.sfu.ca
.
Penalties for Acts of Student Misconduct
Penalties imposed by the University for misconduct may include one or more of the
following: a verbal or written reprimand, exclusion from specified areas of the
University, restitution or other ameliorative measures, suspension
1.1 Degrees Offered
T i
q tc1 irnder each faculty
Current ?
- - - - ?
-
Proposed
1.2 Administration of Graduate Studies
1.2 Administration of Graduate Studies
Dean of Graduate Studies
Dean of Graduate Studies
The dean is responsible for the general
The Dean is responsible for the general
supervision of graduate work at the
supervision of graduate work at the
University and chairs the senate graduate
University and chairs the Senate Graduate
studies committee.
Studies Committee.
Assistant Director, Graduate Studies
Assistant Director, Graduate Studies
The assistant director, graduate studies is
The Assistant Director, Graduate Studies is
responsible for registration of students,
responsible for registration of students,
assessment of fees, maintenance of records,
assessment of fees, maintenance of records,
and other administrative duties.
and other administrative duties.
The committees responsible for the
The committees responsible for the
supervision of graduate students are the
supervision of graduate students are the
supervisory committee, graduate program
Supervisory Committee, Graduate
committee, the faculty graduate studies
Programme Committee, the Faculty
committee and the senate graduate studies
Graduate Studies Committee and the
committee. The functions of these
Senate Graduate Studies Committee. The
committees in relation to individual
functions of these committees in relation to
students are as follows,
individual students are as-follows.
Supervisory Committee
Supervisory Committee (see 1.6.4)
The student's supervisory committee is
I The student's Supervisory Committee helps
S
.
2

 
o
S
n
composed of two or more persons who help
the student define a program of studies and
report on the student's progress to the
graduate program committee. The
supervisory committee forms part of the
student's final examination committee.
Graduate Program Committee
The graduate program committee is
responsible for recommending admission,
reviewing the student's progress and
arranging for the supervision and
examination of the student. For most
graduate programs, the graduate program
committee is the departmental graduate
studies committee. In the Faculties of
Business Administration and Education,
the graduate committee is the faculty
graduate studies committee.
Faculty Graduate Studies Committee
This committee makes recommendations to
the senate graduate studies committee on
such matters as awarding of degrees,
examining committees for doctoral
candidates, changes to established
programs and establishment of new
programs.
Senate Graduate Studies Committee
This committee has the final authority on
admissions and the administration of senate
regulations which concern graduate work.
This committee serves as the graduate
program committee for students enrolled
under special arrangements.
The administrative officers of the
University who are responsible for the
supervision of graduate students are the
assistant director, graduate studies and the
dean of graduate studies. They and the
chairs of graduate program committees are
available to students for consultation.
Graduate Studies Information
the student define and develop a
programme of studies and reports on the
student's progress to the Graduate
Programme Committee. The Supervisory
Committee forms part of the student's final
examination committee.
Graduate Programme Committee
The Graduate Programme Committee is
responsible for recommending admission,
reviewing the student's progress and
arranging for the supervision and
examination of the student. For most
graduate programmes, the Graduate
Programme Committee is the Departmental
Graduate Studies Committee. In the
Faculties of Business Administration and
Education, the Graduate Programme
Committee is the Faculty Graduate Studies
Committee.
Faculty Graduate Studies Committee
This committee makes recommendations to
the Senate Graduate Studies Committee on
such matters as awarding of degrees,
examining committees for doctoral
candidates, changes to established
programmes and establishment of new
programmes.
Senate Graduate Studies Committee
This committee has the final authority on
admissions and the administration of
Senate regulations that concern graduate
work. This committee serves as the
Graduate Programme Committee for
students enrolled under special
arrangements.
The administrative officers of the
University who are responsible for the
supervision of graduate students are the
Assistant Director, Graduate Studies and
the Dean of Graduate Studies. They and the
chairs of Graduate Programme Committees
are available to students for consultation.

 
A wide range of additional information on
graduate studies at Simon Fraser University
may be found in the Graduate Studies
Handbook. This is available in Simon
Fraser University's libraries, on the
University's World Wide Web site
(www.sfu.ca
) and in most department
offices. In addition, most departments offer
publications describing their graduate
programs. These are available directly from
the departments and are usually posted on
the department's web sites.
Graduate Studies Information
A wide range of additional information on
graduate studies at Simon Fraser University
may be found in the Graduate Studies
Handbook. This is available in Simon
Fraser University's libraries, on the
University's World Wide Web site
(www. sth. ca/dean-grad
studies/gradhandbk)
and in most department offices. In addition,
most departments offer publications
describing their graduate programmes.
These are available directly from the
departments and are usually posted on the
department's web sites.
.
1.3 Admission
Current
1.3.1 General
A student may seek admission to a
graduate diploma, master's or doctoral
program. A student who is not qualified to
enter a specific program may seek
admission to the University as a qualifying
student under the provisions of paragraph
1.3.6.
Before applying for admission, the student
should write to the chair of the graduate
program committee in the appropriate
department to enquire about special
admission requirements for the program.
Persons meeting the minimum University
requirements for admission given below
are not assured admission into any graduate
program. Most graduate programs have
admission requirements in addition to the
minimum. Furthermore, programs must
restrict admission to student enrolments
and interests that are compatible with
available resources and faculty expertise.
1.3.1 General
A student may seek admission to a
graduate diploma, master's or doctoral
programme. A student who is not qualified
to enter a specific programme may seek
admission to the University as a qualifying
student under the provisions of paragraph
1.3.6.
For admission to post-baccalaureate
programmes refer to the undergraduate
section of the Calendar.
Before applying for admission, the student
should obtain information about admission
requirements and procedures. This
information can be obtained from the
web sites of departments and faculties, or
by contacting the appropriate programme's
graduate secretary. Application forms are
also available on the Dean of Graduate
Studies website.
Applicants meeting the minimum
University requirements for admission
given below are not assured admission into
any graduate programme. Most graduate
.
4

 
programmes have admission requirements
in addition to the minimum. Furthermore,
programmes restrict admission to students
whose interests are compatible with
available resources and faculty expertise.
.
.
Current
Proposed
1.3.2
Admission to a Graduate Diploma
1.3.2
Admission to a Graduate Diploma
Program
Programme
The minimum University requirements for
The minimum University requirements for
admission to a graduate diploma program
admission to a graduate diploma
are as follows:
programme are as follows:
a) a bachelor's degree from a recognized
a) a bachelor's degree from a recognized
university, or the equivalent;
university, or the equivalent;
b) submitted evidence, usually in the form
b) submitted evidence, references from
of reference from qualified referees, of the
qualified referees, of the student's ability to
student's ability to undertake advanced
undertake advanced work in the area of
work in the area of interest.
interest.
In exceptional circumstances, a student
In exceptional circumstances, a student
may be admitted with lower formal
may be admitted with lower formal
qualification than in (a) above but with
qualification than in (a) when there is
professional experience of significance to
significant professional experience relevant
the proposed area of study.
to the proposed area of study.
In addition, the student must satisfy any
Students must satisfy any further
further requirements set by the graduate
requirements set by the Graduate
program committee. Students whose native
Programme Committee. Students whose
language is not English, may be required to
native language is not English may be
satisfy the University and the graduate
required to satisfy the University and the
program committee as to their command of
Graduate Programme Committee as to their
English. (See also
1.3.12.)
capability in English. (See also
1.3.12.)
Current
Proposed
1.3.3 Admission to a Master's Program
1.3.3 Admission to a Master's Programme
The minimum University requirements for
The minimum University requirements for
admission to a master's program are as
admission to a master's programme are as
follows,
follows.
a) a bachelor's degree with a cumulative
a) a bachelor's degree with a cumulative
grade point average (CGPA) of at least 3.0
grade point average of at least 3.0 from a
from a recognized university, or the
?
I
I recognized university, or the equivalent;

 
equivalent;
b) submitted evidence, usually in the form
of references from qualified referees, of the
student's ability to undertake advanced
work in the area of interest.
In exceptional circumstances, a student
may be admitted with lower formal
qualification than in (a) above but with
professional experience of significance to
the proposed area of research.
In addition, the student must satisfy any
further requirements set by the graduate
program committee. Students whose native
language is not English, may be required to
satisfy the University and the graduate
program committee as to their command of
English. (See also 1.3.12.)
b) submitted evidence, usually references
from qualified referees, of the student's
ability to undertake advanced work in the
area of interest.
In exceptional circumstances, a student
may be admitted with lower formal
qualification than in (a) when there is
significant professional experience relevant
to the proposed area of scholarship.
Students must satisfy any further
requirements set by the Graduate
Programme Committee. Students whose
native language is not English may be
required to satisfy the University and the
Graduate Programme Committee as to their
capability in English. (See also 1.3.12.)
Current
Proposed
1.3.4 Admission to a Doctoral Program
1.3.4 Admission to a Doctoral Programme
The minimum University requirements for
The minimum University requirements for
admission to a doctoral program are as
admission to a doctoral programme are as
follows,
follows.
a) either
a) either
i) a master's degree from a recognized
i) a master's degree from a recognized
university, or the equivalent, or
university, or the equivalent, or
ii) a bachelor's degree, with a cumulative
ii) a bachelor's degree, with a cumulative
grade point average of at least
3.5,
from a
grade point average of at least 3.5, from a
recognized university, or the equivalent, or
recognized university, or the equivalent, or
iii) at least two semesters in a master's
iii) completion of at least 75% of the
program at this University with a
course work credits required for the
cumulative grade point average of 3.5 in
relevant department's Master's programme,
75%
of the graduate course work required
with a cumulative grade point average of at
for the degree. All graduate courses for the
least
3.5
All graduate courses,whether
master's degree, whether taken at this
taken at this University
or
another
University or another university, shall be
university, shall be considered in the
considered in the calculation.
calculation.
.
.

 
a
b) submitted evidence that the applicant is
capable of undertaking substantial original
research. Normally, such capability will be
judged from letters of reference from
qualified referees, and the completion of a
master's thesis or other scholarly work.
In addition, the student must satisfy any
further requirements set by the graduate
program committee. Students whose native
language is not English, may be required to
satisfy the University and the graduate
program committee as to their command of
English. (See also 1.3.12.)
and
b) submitted evidence that the applicant is
capable of undertaking substantial original
research. Normally, such capability will be
judged from letters of reference from
qualified referees, and the completion of a
master's thesis or other scholarly work.
Students must satisfy any further
requirements set by the Graduate
Programme Committee. Students whose
native language is not English may be
required to satisfy the University and the
Graduate Programme Committee as to their
capability in English. (See also 1.3.12.)
.
Current
1.3.4.a Cohort Special Arrangements
These highly structured cohort-based
programs are designed to meet the
educational needs of specific student
groups in fulfilling the requirements for a
master's degree, where these needs cannot
be met within existing programs. Each
program will integrate studies from across
two or more disciplines and will involve a
curriculum and requirements recommended
by each program's academic steering
committee and approved by the senate
graduate studies committee. Students may
undertake this degree program only
through specific admission to the cohort
program. The admission criteria, degree
requirements and any other special
conditions for an individual cohort special
arrangements program must be approved in
advance by the senate graduate studies
committee; these may not be below the
minimum admission and degree
requirements of regular graduate programs.
In some instances, tuition fees may differ
from the regular graduate fee schedule
published in the Calendar, and will be
announced separately.
sed
1.3.5 Admission Under Special
Arrangements
Exceptionally able applicants who wish to
work for a master's or doctoral degree
outside or between existing programmes at
Simon Fraser University, may apply to
work under special arrangements. A
student applying for special arrangements
must have a well-developed plan of studies
in an area that can be shown to have
internal coherence and academic merit, and
in which the University has appropriate
expertise and interests among its faculty
members.
Graduate students applying or working
under special arrangements are required to
conform to Senate regulations for graduate
students. However, there are additional
regulations which concern only those
applying or working under special
arrangements. Enquiries about these
regulations should be directed to the Dean
of Graduate Studies by January 1st of each
year for admission to the fall semester.
Students workin
g
under
7

 
1.3.5 Admission Under Special
Arrangements
Exceptionally able applicants, who wish to
work for a master's or doctoral degree
outside or between existing programs at
Simon Fraser University, may apply to
work under special arrangements. A
student applying for special arrangements
must have a well-developed plan of studies
in an area which can be shown to have
internal coherence and academic merit, and
in which the University has appropriate
expertise and interests among its faculty
members.
Graduate students applying or working
under special arrangements are required to
conform to senate regulations for graduate
students. However, there are additional
regulations which concern only those
applying or working under special
arrangements. Enquiries about these
regulations should be directed to the dean
of graduate studies by January 1St of each
year for admission to the fall semester.
Students working under special
arrangements may be required to take a
selection of courses from existing
programs. Other courses open to special
arrangements students are:
SAR 895-3 Special Topics - to be selected
by the student and the supervisory
committee.
SAR 896-6 Special Topics - to be selected
by the student and the supervisory
committee.
SAR 897-5 Special Topics - to be selected
by the student and the supervisory
committee.
Special
?
master's and doctoral
arrangements may be required to take a
selection of courses from-existing
programmes. Other courses open to special
arrangements students are:
SAR 895-3 Special Topics - to be selected
by the student and the supervisory
committee.
SAR 896-6 Special Topics - to be selected
by the student and the supervisory
committee.
SAR 897-5 Special Topics - to be selected
by the student and the supervisory
committee.
Special arrangements master's and doctoral
thesis work are assigned the following
numbers:
SAR 898 Master's Thesis
SAR 899 PhD Thesis
1.3.5.a Cohort Special Arrangements
Cohort-based Special Arrangements
programmes are designed to meet the
educational needs of specific student
groups in fulfilling the requirements for a
master's degree where these needs cannot
be met within existing programmes. Each
programme will integrate studies from
across two or more departments, schools or
faculties and will involve a curriculum and
requirements recommended by each
programme's Graduate Programme
Committee and approved by the Senate
Graduate Studies Committee. Students may
undertake this degree programme only
through specific admission to the cohort
programme. Admission criteria, degree
requirements and any other special
conditions for a particular cohort special
arrangements programme must be
atrnroved in advance by
the Senate
.
fl'

 
L
.
.
thesis work are assigned the following
numbers:
SAR 898 Master's Thesis
SAR 899 PhD Thesis
Current
1.3.6 Admission as a Qualifying Student
Normally, qualifying students will be
working either to improve cumulative
grade point averages in order to meet the
minimum University requirement, or to
make up deficiencies in their backgrounds
to satisfy the graduate program committee
in their area of interest. An applicant may
be recommended for admission as a
qualifying student when it is expected that
the admission requirements for a master's
or a doctoral program can be met through
the satisfactory completion of no more than
30 credit hours of specified courses. A
qualifying student who has completed the
make-up work may then apply under 1.3.3
or 1.3.4 for admission to a master's or
doctoral program.
The minimum University requirements for
admission as a qualifying student are as
follows.
a)
a bachelor's degree, or the equivalent
b)
submitted evidence of academic ability,
usually in the form of references from
qualified referees
Graduate Studies Committee; these may
not be below the minimum admission and
degree requirements of regular graduate
programmes. In some instances, tuition
fees may differ from the regular graduate
fee schedule published in the Calendar, and
will be announced separately.
1.3.6 Admission as a Qualifying Student
Normally, qualifying students will be
working either to improve cumulative
grade point averages in order to meet the
minimum University requirement, or to
make up deficiencies in their backgrounds
to satisfy the Graduate Programme
Committee in their area of interest. An
applicant may be recommended for
admission as a qualifying student when it is
expected that the admission requirements
for a master's or a doctoral programme can
be met through the satisfactory completion
of no more than 30 credit hours of
specified courses. A qualifying student
who has completed the make-up work may
then apply under 1.3.3 or 1.3.4 for
admission to a master's or doctoral
programme.
The minimum University requirements for
admission as a qualifying student are as
follows.
a)
a bachelor's degree, or the equivalent
b)
submitted evidence of academic ability,
usually in the form of references from
qualified referees.
Admission as a qualifying student does not
guarantee future admission to a master's or
doctoral programme unless the offer of
admission states that satisfying specific
requirements within a specific period of
time will result in automatic admission to

 
Normally
the programme.a
student
?
will be admitted with
.
qualifying status for a maximum of one
year (three consecutive semesters).
Current
Proposed
1.3.7 Admission as a Special Student
1.3.7 Admission as a Non-degree Student
Normally, a special student at the graduate
Normally, a non-degree student at the
level is a person who has at least a
graduate level has at least a bachelor's
bachelor's degree, or the equivalent, who
degree, or the equivalent, is admitted in
wishes to take specified courses but is not
order to take specified courses, but is not
seeking a degree from this University. A
seeking a degree from this University. A
special student will not be permitted to
non-degree student will not be permitted to
enrol only in undergraduate courses.
enrol in undergraduate courses.
Transcripts of previous university work (or
Application is through the Graduate
proof of obtaining a degree) will be
Programme Committee in the department
required at the time of application, but
in which the student wishes to work;
letters of reference will not necessarily be
applicants are advised to contact the
required. Application may be through the
department before submitting an
graduate program committee in the
application (see 1.3.1). Transcripts of
department in which the student wishes to
previous university work (or proof of
work. Permission is required from the
obtaining a degree) will be required at the
instructor in each course.
time of application, but letters of reference
will not necessarily be required.
No credit will be given towards any degree
offered by the University for courses taken
No credit will be given towards any degree
as a special student except, under unusual
offered by the University for courses taken
circumstances, on petition to the senate
as a non-degree student except, under
graduate studies committee.
unusual circumstances, on petition to the
Senate Graduate Studies Committee.
Current
Proposed
1.3.8 Conditional Admission
1.3.8 Conditional Admission
A student who wishes to apply in any of
Conditional admission may be offered to
the above categories can be given
an applicant who is substantially ready to
conditional admission before
all the
undertake a programme but who has not
conditions for admission have been met. In
completed
all
admission requirements at
that case, the student is admitted
the time of application. An offer of
conditionally upon fulfilling certain
conditional admission will specify the
specified requirements.
remaining requirements to be met and a
limited time period within which the
I requirements must be met. Normally, the
Q
.
10

 
requirements must be fulfilled either prior
to registering in the programme, or within
the first semester of registration.
S
C
Current
Proposed
1.3.9 Admission as an Exchange Student
1.3.9 Admission as an Exchange Student
Bona fide graduate students at other
Bona fide graduate students at other
universities who wish to take courses at
universities who wish to take courses at
Simon Fraser University, not leading to a
Simon Fraser University, not leading to a
degree at this University, will be admitted
degree at this University, will be admitted
on the recommendation of the chair of the
to take specific graduate courses on the
department (or equivalent officer) and the
recommendation of the chair of the
dean of graduate studies at the other
department (or equivalent officer) and the
university, and with the permission of the
Dean of Graduate Studies at the other
appropriate graduate program committee
university, and with the permission of the
and the dean of graduate studies at Simon
appropriate Graduate Programme
Fraser University.
Committee and the Dean of Graduate
Studies at Simon Fraser University.
Current
Proposed
1.3.10 Application for Admission
1.3.10 Application for Admission
Application forms may be obtained from
Application forms may be obtained from
the Office of the Registrar or from any
the Office of the Registrar, from the Dean
graduate program committee. The
of Graduate Studies website, or from any
completed forms should be returned to the
department. Completed forms and
department in which the student wishes to
accompanying materials must be submitted
enrol at least three months before the
to the department before the deadline
semester in which the student wishes to
specified by the department. Applicants are
register. However, students are advised to
advised to check with the appropriate
check with the appropriate department as to
department as to the prevailing application
the prevailing application deadlines for the
procedures and deadlines for the graduate
graduate program in which they are
programme in which they are interested.
interested.
Applicants are advised that deadlines for
applications for awards and teaching
Admission of master's or doctoral students
assistantships may be earlier than the
is by resolution of the senate graduate
deadlines for application to a graduate
studies committee or, for students entering
programme.
under special arrangements, on the
recommendation of the senate graduate
All decisions on graduate admissions are
studies committee.
made by the Senate Graduate Studies
Committee, on recommendation from
Decisions on admissions made by the
Graduate Programme Committees.
senate graduate studies committee shall be
Decisions on admissions shall be final.
final. Final approval of admission for
Final approval of admission for non-degree
11

 
.
special students or exchange graduate
students is by the dean of graduate studies
provided that all the conditions of such
admission have been met.
students or exchange graduate students is
by the Dean of Graduate-Studies.
Current
Proposed
1.3.11 Application to Take a Second
1.3.11 Application to Take a Second
Master's or Doctoral Degree
Master's or Doctoral Degree
Students who have a master's or a doctoral
Students who have a master's or a doctoral
degree can apply to take a second master's
degree (either from Simon Fraser
or doctoral degree under the following
University or another university) can apply
constraints,
to take a second master's or doctoral degree
under the following constraints.
a) no course work taken for the first degree
shall count towards the second.
a) no course work taken for the first degree
shall count towards the second.
b) none of the research done for the first
degree shall be used for the second.
b) none of the research done for the first
degree shall be used for the second.
c) none of the time spent in residence for
the first degree shall count towards the
c) none of the time spent in residence for
residence for the second degree.
the first degree shall count towards the
residence for the second degree.
Current
Proposed
13.12 English Language Competence
1.3.12 English Language Competence
English is the language of instruction and
English is the language of instruction and
communication in the University.
communication in the University.
Accordingly, an applicant whose primary
Accordingly, an applicant whose primary
language is not English or whose previous
language is not English or whose previous
education has been conducted in another
education has been conducted in another
language must demonstrate command of
language must demonstrate command of
English sufficient to pursue graduate
English sufficient to pursue graduate
studies in the chosen field. Applicants
studies in the chosen field. Applicants
normally will be required to achieve a
normally will be required to achieve a
satisfactory score on a standardized English
satisfactory score on a standardized English
test acceptable to the University. This test
test acceptable to the University. This test
must include a writing component. The
must include a writing component. The
Test of English as a Foreign Language
Test of English as a Foreign Language
(TOEFL) combined with the Test of
(TOEFL) combined with the Test of
Written English (TWE) are acceptable for
Written English (TWE) are acceptable for
this purpose. The IELTS (International
this purpose. The IELTS (International
English Language Testing System) is also
English Language Testing System) is also
acceptable. The minimum University
acceptable. The minimum University
E-1
S
12

 
.
requirements for test scores is TOEFL
570
(computer based score is 230), TWE 5 and
IELTS overall band score of 7.0; some
graduate programs have higher
requirements, as described elsewhere in
this Calendar.
Further details about the above tests may
be obtained from the following.
TOEFL and TWE - Education Testing
Service, CN 6151, Princeton, NJ,
08541-
6151 USA
Other acceptable English tests - Director of
Admissions, Office of the Registrar, Simon
Fraser University
requirements for test scores is TOEFL 570
(computer based score is-23 0), 1'WE 5 and
IELTS overall band score of 7.0; some
graduate programmes have higher
requirements, as described elsewhere in
this Calendar.
Further details about the above tests may
be obtained from the following.
TOEFL and TWE - Education Testing
Service, CN 6151, Princeton, NJ, 08541-
6151 USA
Other acceptable English tests - Director of
Admissions, Office of the Registrar, Simon
Fraser University
.
.
Current
Proposed
1.4 Registration
1.4 Registration
1.4.1 Date of Entry
University regulations permit graduate
1.4.1 Date of Entry
students to enter programs at the beginning
University regulations permit graduate
of any semester. However, some programs
students to enter programmes at the
require students to start in a specific
beginning of any semester, unless a
semester.
programme requires students to start in a
specific semester.
1.4.2 Registration
Registration occurs in the month preceding
1.4.2 Registration
the start of each semester and must be
Registration begins two months before the
completed by the Friday preceding the start
start of each semester and must be
of classes; see the Academic Calendar of
completed by the Friday preceding the start
Events. New students are allowed an
of classes; see the Academic Calendar of
additional two weeks to finalize their
Events. New students are allowed an
registration, without financial penalty. The
additional two weeks to finalize their
course or research-related work for which
registration, without financial penalty. The
the student registers must have the
course or research-related work for which
approval of the chair of the graduate
the student registers must have the
program committee and of his/her senior
approval of the chair of the Graduate
supervisor, once the senior supervisor is
Programme Committee and of his/her
appointed. In addition. Registration for
senior supervisor, once the senior
courses taken outside the student's
supervisor is appointed. in addition,
department must have the approval of the
registration for courses taken outside the
course instructor. Students going on leave
student's department must have the
are required to register (see 1.8.4).
1 approval of the course instructor. Students
13

 
going on leave are required to register (see
1.4.3 Registration in Discontinuous
?
1.8.4).
Programs
Students who are enrolled in programs
which are designed to be discontinuous are
not required to go on leave during the
semester or sessions in which the program
does not run, nor to register during those
semesters. However, if they have to miss
one or more of the semesters in the design
of their programs, the normal leave
regulations apply (see 1.8.4).
1.4.4 Continuity of Registration
With the exception of students in
discontinuous programs,
all
are required to
register in every semester from admission
until all requirements for the degree have
been fulfilled. This includes students
registered on leave. A student who does not
register is considered to have withdrawn
from the University. (See 1. 8.4 for
regulations on student leave.)
1.43 Continuity of Registration
With the exception of students in
discontinuous programmes,
all
are required
to register in every semester until all
requirements for the degree have been
fulfilled. This includes students registered
on leave. A student who does not register is
considered to have withdrawn from the
University. (See 1.8.4 for regulations on
student leave.)
1.4.4. Registration in Discontinuous
Programmes
Students who are enrolled in programmes
which are designed to be discontinuous are
not required to register on leave during the
semester or sessions in which the
programme does not run, nor to register
during those semesters. However, if they
have to miss one or more of the semesters
in which they are expected to register, the
normal leave regulations apply (see 1.8.4).
Programmes currently designated as
discontinuous are M.A. (Liberal Studies),
M.Eng., and 1vIRM.
.
Current
Proposed
1.4.5
Part Time Study
1.4.5 Part Time Study
A number of graduate programs have been
A number of graduate programmes have
approved, by the relevant graduate program
been approved, by the relevant Graduate
committee, for part time study. They are
Programme Committee, for part time study.
listed below.
They are listed below.
archaeology (MA; PhD)
archaeology (MA; PhD)
biological sciences (MPM)
biological sciences (MPM; MET)
business administration (Executive MBA)
business administration (Executive MBA,
MBA(MOT))
communication (MA; PhD)
communication (MA; PhD)
economics (MA; PhD)
.
14

 
education (MA; MSc; IviEd)
engineering Science (MEng)
English (MA; PhD)
English (MA; PhD)
economics (MA; PhD)
education (MA; MSc; IviEd)
engineering Science (MEng)
French (MA)
history (MA)
liberal studies (MA)
mathematics and statistics (MSc, PhD)
physics (MSc, PhD)
political science (MA, PhD)
publishing (MPub)
resource and environment management
(MR
Latin American studies (MA)
French (MA)
history (MA)
Latin American studies (MA)
liberal studies (MA)
mathematics (MSc, PhD)
physics
(MSc,
PhD)
political science (MA, PhD)
publishing (MPub)
resource and environment management
(MRM)
special arrangements (MA; PhD)
?
statistics and actuarial science
(MSc,
PhD)
women's studies (MA)
?
special arrangements (MA; PhD)
The list of approved programs is subject to women's studies (MA)
change.
A student in a graduate program may enrol The list of approved programmes is subject
part time or in a co-op semester if all the
?
to change.
following requirements are satisfied in that
semester: ?
A student in a graduate programme may
S
a)
that program has been approved by
senate for part time study or co-op
respectively, and
b)
the student enrols in one course only or
co-op, and
c)
the student is not working on his or her
enrol part time if all the following
requirements are satisfied in that semester:
a)
that programme has been approved by
Senate for part time study or for Co-
operative Education (see- 1.4.7)
respectively, and
b)
the student enrols in one course only or
15

 
thesis, project, or extended essays, and
?
in Co-operative Education, and
d) the student will spend no more than 50%
of his or her productive time on his or her
graduate studies.
The application to enrol part time or in a
co-op program must be approved by the
student's senior supervisor and the chair of
the departmental graduate program
committee.
A part time enrolment is considered to be
the equivalent of one half a full time
equivalent (FTE) enrolment. The time limit
for degree completion may reflect part time
status; (see 1. 12.)
c) the student is not working on his or her
thesis, project, or extended essays.
The application to enrol part time must be
approved by the student's senior supervisor
and the chair of the departmental Graduate
Programme Committee.
A part time enrolment is considered to be
the equivalent of one half a full time
equivalent (FTE) enrolment. The time limit
for degree completion may reflect part time
status; (see 1.12.). Registration as a part-
time student may affect the total fee paid
for a graduate programme (see Graduate
Fees).
Current
Proposed
1.4.6 Course Audit
1.4.6 Course Audit
Graduate students may audit graduate
Graduate students may audit graduate
courses, with permission of the instructor,
courses, with permission of the instructor,
senior supervisor and graduate program
the senior supervisor and the graduate
chair of the student's department. Such
programme chair of the student's
audits are recorded as AU on the student's
department. Such audits are recorded as
transcript, if the student fulfills the
AU on the student's transcript.
requirements agreed to by the student and
instructor at the time of registration.
Prior to registration, the student and
Minimally, these requirements comprise
instructor must agree on the requirements
regular attendance at class meetings,
for auditing the class. These requirements
completion of readings and participation in
must include regular attendance at class
class activities. Audited courses will not
meetings, completion of readings and
count toward degree requirements.
participation in class activities.
Audited courses will not count toward
degree requirements.
Current
Proposed
1.4.7 Co-operative Education
1.4.7 Co-operative Education
Co-operative education integrates work
Co-operative education integrates work
experience and graduate studies. The name
experience and graduate studies. The name
reflects the co-operative relationship
reflects the co-operative relationship
among the University, employer and
among the University, employer and
.
S
16

 
I
.
student. Practical experience from work
terms is related to the student's major
interests within the graduate program. A
number of graduate programs have been
approved, by the relevant graduate program
committee, for co-operative education (co-
op). These are listed below.
chemistry (MSC)
business administration (daytime MBA)
mathematics and statistics (MSc)
resource and environmental management
(MRM)
The list of approved programs is subject to
change.
The application to enrol in co-op is subject
to the approval of the student's supervisory
committee and the graduate program
committee. Each department has a specific
course for the co-op work term or
practicum.
If the co-op work term is the only course in
which the student is registered and if the
student is not working on his or her thesis,
projects, etc., the registration status could
be 'co-op' or 'full time,' at the student's
option. Otherwise, the student would be
required to register full time. The co-op
registration fee is listed in the Graduate Fee
Schedule and is counted as one half a fee
unit toward the fee units required for the
degree. If registered co-op, the only other
fees payable would be the student activity
fee and, if applicable, the graduation fee.
student Practical experience from work
terms is related to the student's major
interests within the graduate programme. A
number of graduate programmes have been
approved, by the relevant Graduate
Programme Committee, for co-operative
education (co-op). These are listed below.
business administration (specialist MBA)
chemistry (MSC)
economics (MA)
environmental toxicology (MET)
mathematics (MSc)
resource and environmental management
(MR
statistics and actuarial science (MSc)
The list of approved programmes is subject
to change. In addition, some faculties may
permit co-op work terms for individual
students on a case-by-case basis. Interested
students should consult the co-op
coordinator.
The application to enrol in co-op is subject
to departmental approval. Each department
has a specific course for the co-op work
term or practicum.
If the co-op work term is the only course in
which the student is registered and if the
student is not working on his or her thesis,
projects, etc., the registration status can be
'part-time' or 'full time,' at the student's
option. Otherwise, the student is required
to register full time. The co-op registration
fee is listed in the Graduate Fee Schedule
and is counted as one half a fee unit toward
the fee units required for the degree. If
in co-op, the only other fees
17

 
payable would be the student activity fee
and, if applicable, the graduation fee.
Students who choose to register "part-time"
while on a co-op semester should be aware
that part-time registration may affect the
total fees paid for their graduate
programme (see Graduate Fees).
Current ?
I
Pro p osed ?
I
.
1.5 Academic Standing
1.5.1 Normal Grading System
Normally, for grading at the graduate level
in the University, the following grades are
used.
A = 4.00 points
A- = 3.67 points
B+ = 3.33 points
B 3.00 points
B- = 2.67 points
C = 2.00 points
F = 0 points
A student must maintain a cumulative
grade point average (CGPA) of 3.0. The
CGPA is the cumulative average of the
grade points earned in the Simon Fraser
University graduate courses taken towards
a master's or doctoral degree.
When a student is working on a thesis,
extended essay or project as part of the
requirements for the degree, the notation of
IP (in progress) shall be entered on the
transcript. IP is not a grade and is not used
in calculating the student's CGPA.
In exceptional circumstances, the grade for
1.5 Academic Standing
1.5.1
Normal Grading System
The following grades are used at the
graduate level in the University.
A+ = 4.33 points (in use since 2002-3)
A4.00 points
A- = 3.67 points
B+ = 3.33 points
B = 3.00 points
B- = 2.67 points
= 2.33 points (in use since 2002-3)
C2.O0points
F = 0 points
A student in a master's or doctoral
programme must maintain a cumulative
grade point average (CGPA) of 3.0 in
courses taken at Simon Fraser University.
A student in a diploma programme must
maintain a cumulative grade point average
(CGPA) of 2.5 in courses taken at Simon
Fraser University. Courses graded on a
satisfactory/unsatisfactory basis are not
included in the grade point average.
When a student is working on a thesis,
extended essay or project as part of the
requirements for the degree, the notation 1P
(in progress) shall be entered on the
transcript. IP is not grade and is not used
.
.
18

 
.
S
S
a course may be deferred. This shall be
entered asDE in the student's record. Tithe
grade is not received by the assistant
director, graduate studies by the last day for
submitting grades in the next semester, the
DE grade will automatically be converted
to an F. When the grade for a course is not
deferred and no grade is received by the
assistant director, graduate studies, the
notation N will be placed in the student's
record. For the purposes of calculating the
CGPA, N counts for 0 points.
1. 5.2
GNNotation
The notation GN (grade not reported) may
be used if circumstances beyond the control
of the University make it impossible for
grades to be assigned for a course. The
notation has no numerical equivalent and
does not affect either the semester grade
point average or cumulative grade point
average.
1.5.3 Satisfactory/Unsatisfactory Grading
(S/U)
A department, recommending through the
standard channels to senate, with senate
approval, may require that a designated
course be graded satisfactory/unsatisfactory
(S/U) for all students in the course.
An individual student may request to take a
course on an S/U basis by applying to the
supervisory committee. Ti that committee
concurs, the request will be submitted to
the graduate program committee for final
approval. Tithe course is outside the
student's department, the approval of the
other graduate program committee must
also be obtained.
Having registered in a course on any
grading basis, a student may not change to
another grading basis for that course.
None of the student's minimum course
in calculating the student's CGPA.
In exceptional circumstances, the grade for
a course may be deferred for a specified
period determined by the course instructor.
This shall be entered as DE in the student's
record. Ti the grade is not received by the
Assistant Director, Graduate Studies by the
last day of the first month of the next
semester, the DE grade will automatically
be converted to an F. When the grade for a
course is not deferred and no grade is
received by the Assistant Director,
Graduate Studies, the notation N will be
placed in the student's record. For the
purposes of calculating the CGPA, N
counts for 0 points.
1.5.2 GN Notation
The notation GN (grade not reported) may
be used if circumstances beyond the control
of the University make it impossible for
grades to be assigned for a course. The
notation has no numerical equivalent and
does not affect either the semester grade
point average or cumulative grade point
average.
1.5.3
Satisfactory/Unsatisfactory Grading
(S/U)
With the approval of Senate Graduate
Studies Committee, a department may
require that a designated course be graded
satisfactory/unsatisfactory (S/U) for all
students in the course.
An individual student may request to take a
course on an S/U basis by applying to the
supervisory committee.
Ti
that committee
concurs, the request will be submitted to
the Graduate Programme Committee for
final approval. Tithe course is outside the
student's department, the approval of the
other Graduate Programme Committee
must also be obtained.
19

 
work requirement under 1.7.3 may be taken
S/U. Neither an S nor a U will count in the
CGPA, but the grade received shall be
recorded on the transcript.
.
Having registered in a course on any
grading basis, a student may not change to
another grading basis for that course.
None of the student's minimum course
work requirement under 1. 7.2 or 1.74 may
be taken S/U. Neither an S nor a U will
count in the CGPA, but the grade received
shall be recorded on the transcript.
Current
1.5.4 CGPA Required For Continuation
and Graduation
A graduate student is required to maintain a
CGPA of at least 3.0. Failure to do so is
evidence of unsatisfactory progress and the
matter will be considered by the graduate
program committee as required under the
Procedure for the Review of Unsatisfactory
Progress in regulation 1.8.2.
Under no circumstances will a student,
whose CGPA is below 3.0, be awarded a
graduate degree.
1.5.5
Graduate Students Retaking a Course
A graduate student may retake a course
under the following conditions.
a)
when the same numbered course covers
different material in different semesters
(many special topics and directed readings
courses are of this nature).
b)
when the student wishes to improve the
grade earned in the course permission of
the graduate program committee is
required.
Under a), both grades are recorded on the
student's transcript, and the grade and the
credit hours credit for both iterations of the
course are used for the calculation of the
CGPA and towards the credit hours
required for the degree. Under b), both
1.5.4
CGPA Required For Continuation
and Graduation
A student in a master's or doctoral
programme is required to maintain a CGPA
of at least 3.0. A student in a graduate
diploma programme is required to maintain
a CGPA of at least 2.5. Failure to meet the
minimum CGPA is evidence of
unsatisfactory progress and the matter will
be considered by the Graduate Programme
Committee as required under the Procedure
for the Review of Unsatisfactory Progress
in regulation 1.8.2.
Under no circumstances will a student with
a CGPA below 3.0 be awarded a graduate
degree.
Under no circumstances will a student with
a CGPA below
2.5
be awarded a graduate
diploma.
1.5.5 Graduate Students Retaking a Course
A graduate student may retake a course
under the following conditions.
a)
when the same numbered course covers
different material in different semesters.
(Many special topics and directed readings
courses are of this nature).
b)
when the student wishes to improve the
grade earned in the course. Permission of
the Graduate Programme Committee is
C
20

 
grades are recorded on the student's
transcript with the notation that the course
was retaken to improve the grade.
However, only the better grade is used in
calculating the CGPA and the credit hours
credit for the course are used only once
towards the requirements for the degree.
A student must indicate at the time of
registration under which of the two
conditions the course is being retaken. The
correctness of this indication must be
certified by the chair of the graduate
program committee.
required.
Under a), both grades are recorded on the
student's transcript, and the grade and the
credit hours for both iterations of the
course are used for the calculation of the
CGPA and towards the credit hours
required for the degree. Under b), both
grades are recorded on the student's
transcript with the notation that the course
was retaken to improve the grade.
However, only the better grade is used in
calculating the CGPA and the credit hours
for the course are used only once towards
the requirements for the degree.
A student must indicate at the time of
registration under which of the two
conditions the course is being retaken. The
correctness of this indication must be
certified by the chair of the Graduate
Programme Committee.
1.6 Supervision
1.6.1 General
When a graduate student has been admitted, the Graduate Programme Committee will
exercise general supervision and counselling for the student through the chair of the
Graduate Programme Committee or a faculty member designated by the chair, until a
senior supervisor has been appointed.
1.6.2 Supervision of a Qualifying Student
A qualifying student comes under the general supervision of the Graduate Programme
Committee, exercised through the chair of that committee or a faculty member designated
by the chair.
.
S
Current
Proposed
1.6.3 Senior Supervisor
1.6.3 Senior Supervisor
In consultation with the student, the
In consultation with the student, the
Graduate Programme Committee will
Graduate Programme Committee will
appoint a senior supervisor as soon as
appoint a senior supervisor as soon as
possible after admission to the graduate
possible after admission to the graduate
programme. Normally, this appointment
degree programme. Normally, this
shall be made no later than the beginning
appointment shall be made no later than the
21

 
of the third semester of full time equivalent
enrolment, after the student's admission,
although in certain circumstances, and with
the permission of the Dean of Graduate
Studies, the appointment can be made later.
The senior supervisor is the person
principally responsible for supervising the
student throughout the degree programme.
A senior supervisor must hold the rank of
assistant professor or above.
A senior supervisor who is planning to be
off campus for any length of time shall
arrange for proper supervision of the
student during this absence. The Graduate
Programme Committee and the Dean of
Graduate Studies shall be informed in
writing of the arrangement.
beginning of the second semester of full
time equivalent enrolment after the
student's admission, although with the
permission of the-Senate Graduate Studies
Committee, departments may define a later
date. The senior supervisor is the person
principally responsible for supervising the
student throughout the degree programme.
A senior supervisor must hold the rank of
assistant professor or above at Simon
Fraser University
A senior supervisor who is planning to be
off campus for more than three months
shall arrange for proper supervision of the
student during this absence. The Graduate
Programme Committee and the Dean of
Graduate Studies shall be informed in
writing of the arrangement.
S
A senior supervisor is not required for
students in a graduate diploma programme.
The Director of a diploma programme is
responsible for roles normally assigned to
the senior supervisor (e.g. advising
students, signing forms).
- Current
Proposed
1.6.4 Supervisory Committee
1.6.4
Supervisory Committee
In degree programmes in which there is a
A supervisory committee is not required
requirement for a thesis, a project or
for students in graduate diploma
extended essays, a supervisory committee,
programmes.
constituted as described below, must be
In degree programmes in which there is a
established. For students in other
requirement for a thesis, a project or
programmes, the senior supervisor alone
extended essays, a supervisory committee,
may comprise the supervisory committee,
constituted as described below, must be
established. For students in Master's degree
Where a supervisory committee requires
programmes that culminate in a field or
members in addition to the senior
comprehensive examination the senior
supervisor, the senior supervisor, in
supervisor alone may comprise the
consultation with the student, shall
supervisory committee.
recommend the composition of the
supervisory committee. In such cases, the
Where a supervisory committee requires
supervisory committee consists of the
members in addition to the senior
senior supervisor and at least one other
supervisor, the senior supervisor, in
faculty member. For degrees designated by
I consultation with the student, shall
.
22

 
.
senate as professional degrees, the other -
member(s) of the committee may be other
suitably qualified person(s). This
recommendation shall be made during the
same semester in which the senior
supervisor is appointed. Recommendations
of supervisory committees that include
persons who are not faculty members
should be accompanied by their brief
curriculum vitae. The composition of the
supervisory committee, for which the
senior supervisor is chair, shall be
approved by the Graduate Programme
Committee and sent to the Dean of
Graduate Studies for final approval. It shall
be sent to the faculty graduate studies for
information.
For degrees designated by senate as
professional degrees, the other member(s)
of the committee may be other suitably
qualified person(s). This recommendation
shall be made during the same semester in
which the senior supervisor is appointed.
The composition of the supervisory
committee, for which the senior supervisor
is chair, shall be approved by the Graduate
Programme Committee and sent to the
Dean of Graduate Studies for final
approval. It shall be sent to the faculty
graduate studies committee for
information.
The supervisory committee is responsible
for helping the student develop a
programme of study leading to a degree
and reporting on the progress of the
student's work. The committee shall be
available for consultation.
recommend the composition of the
supervisory committee.The supervisory
committee consists of the senior supervisor
and at least one other person. Normally,
this recommendation shall be made during
the same semester in which the senior
supervisor is appointed
For degrees designated by Senate as
professional degrees, the other member(s)
of the committee may be other suitably
qualified person(s). For other graduate
degrees at least one member of the
committee (in addition to the senior
supervisor) must be a faculty member or an
adjunct professor or a research associate at
Simon Fraser University. Other member(s)
of the supervisory committee may be other
suitably qualified person(s). A
recommendation for a supervisory
committee that includes a person who is
not a faculty member at Simon Fraser
University should be accompanied by a
curriculum vitae of that person.
The composition of the supervisory
committee, for which the senior supervisor
is chair, shall be approved by the Graduate
Programme Committee and sent to the
Dean of Graduate Studies for final
approval. It shall be sent to the Faculty
Graduate Studies Committee for
information.
The supervisory committee is responsible
for helping the student develop a
programme of study leading to a degree
and for reporting to the Graduate
Programme Committee at least once a year
on the student's progress towards
completing the degree requirements. The
supervisory committee shall be available to
the student for consultation on a regular
basis.
.
23

 
Current
Proposed
1.6.5 Change in the Supervisory
1.6.5
Change in the Supervisory
Committee
Committee
Continuity of supervision is important in
Continuity of supervision is important in
all graduate work. As a consequence, a
all graduate work. As a consequence, a
change in supervisory committee,
change in supervisory committee,
especially a change in senior supervisor,
especially a change in senior supervisor,
may be made only on the basis of strong
may be made only on the basis of strong
reasons.
reasons.
A request for a change in the supervisory
A request for a change in the supervisory
committee may come from the student, any
committee may come from the student or
member of the supervisory committee or
any member of the supervisory committee.
any member of the Graduate Programme
It shall be sent to the Graduate Programme
Committee. It shall be sent to the Graduate
Committee accompanied by the reasons, in
Programme Committee accompanied by
writing, for the proposed change. If the
the reasons, in writing, for the proposed
Graduate Programme Committee concurs
change. If the Graduate Programme
in the request, it shall be sent to the Dean
Committee concurs in the request, it shall
of Graduate Studies for final approval.
be sent to the Dean of Graduate Studies for
final approval.
Current
Proposed
1.6.6 Human Subjects Ethics Review
1.6.6
Human Subjects Ethics Review
All research involving human subjects
All research plans involving human
must be directed for review and approval,
subjects must receive ethics approval.
to the university ethics review committee.
Copies of the policy (R20.01), procedures
Copies of the policy (R20.01), procedures
and forms for this review may be obtained
and forms for this review may be obtained
from the Office of Research Services or
from the department or the Dean of
from the University web site
Graduate Studies.
(http
://www.
sfu.ca/policies/research/index.
htm).
Current
Proposed
1.7 Residence and Course Requirements
1.7 Residence and Course Requirements
Minimum course work requirements are
defined in 1.7.1, 1.7.2 and 1.7.4. See 1.7.6
for regulations concerning courses taken at
other institutions. There is a residence
requirement for
all
doctoral programmes
(see 1.7.3).
1.7.1 Requirements for the Graduate
1.7.1 Requirements for the Graduate
Diploma ?
I
Diploma
.
S
S
24

 
.
There is no residence requirement.
Candidates must complete the University
minimum requirement of 22 credit hours of
graduate course work. A Graduate
Programme Committee may require
graduate or undergraduate work in addition
to the minimum requirements, either on an
individual basis or, with Senate ratification,
for all students in the programme.
1.7.2 Residence Requirement for the
Master's Degree
The aim of the residence requirement is
that the student spend a period of time in
contact with faculty members and with
other students. To this end, the student
shall be registered in a master's programme
at the University for a minimum of three
full time equivalent semesters. Semesters
of part time registration will be counted as
one half of a full time semester; on leave
semesters will not count toward this
minimum. No part of the minimum may be
waived for work performed before
admission to the University as a master's
students.
1.7.3 Course Requirements for the Master's
Degree
Master's candidates must complete the
University minimum requirement of 30
credit hours work in one of the following
ways.
a)
successfully complete a minimum of 12
credit hours of graduate course work and
submit an original thesis
b)
successfully complete a minimum of 20
credit hours of graduate course work and
submit at least two extended essays, or a
project
c)
successfully complete a minimum of 30
credit hours of graduate course work and
a final examination
There is no residence requirement for the
Graduate Diploma. Candidates must
complete the University minimum
requirement of 22 credit hours of graduate
course work. A Graduate Programme
Committee may require graduate or
undergraduate work in addition to the
minimum requirements, either on an
individual basis or, with Senate ratification,
for all
students in the programme.
1.7.2 Course Requirements for the Master's
Degree
Master's candidates must complete the
University minimum in one of the
following ways.
a)
successfully complete a minimum of 12
credit hours of graduate course work and
submit a thesis;
b)
successfully complete a minimum of 20
credit hours of graduate course work and
submit at least two extended essays, or a
project;
c)
successfully complete a minimum of 30
credit hours of graduate course work and
pass a final examination
25

 
Depending on the requirements of the
programme, all
three alternatives may not
be available. A Graduate Programme
Committee may require work in addition to
the minimum requirements, either on an
individual basis or, with senate ratification
for all students in its programme.
The following constraints apply to the
minimum course work requirement.
One half of the minimum course work of
the departmental degree requirements must
be taken at this University.
On the recommendation of the Graduate
Programme Committee and approval of the
senate graduate studies committee, up to
one half of the departmental minimum may
be transfer credit from another institution.
None of the University minimum may be
taken on an S/U basis.
None of the University minimum may be
courses taken in order to qualify for
admission.
None of the University minimum may be
undergraduate courses.
A graduate student may apply to take one
or more courses at another university for
credit towards a degree at Simon Fraser
University. Such applications shall be
made at least one month before the
course/courses start and shall be approved
by the student's supervisory committee and
Graduate Programme Committee and be
sent to the senate graduate studies
committee for final approval. No more than
one half of the minimum course work
requirement for the master's degree may be
taken at another university. While taking a
course/courses at another university under
Not all of these options are available for
every programme. A Graduate Programme
Committee may require work in addition to
the minimum requirements either on an
individual basis or, with Senate ratification,
for all students in its programme.
[]
S
S
26

 
.
these provisions, the student shall maintain
normal registration at this University, not
registration on leave.
S
1.7.4 Residence Requirement for the
Doctoral Degree
The aim of the residence requirement is
that the student spend a period of time in
contact with faculty members and other
students. To this end, the student shall be
registered in a doctoral programme at the
University for a minimum period as
follows.
a)
doctoral students entering the
programme with a master's degree shall be
in residence for five full time equivalent
semesters.
b)
doctoral students entering the
programme with a bachelor's degree shall
be in residence for eight full time
equivalent semesters.
c)
students who have transferred to the
doctoral programme from the master's
degree programme at Simon Fraser
University without completing the master's
degree, shall be in residence for a total of
eight full time equivalent semesters, at least
five of which must be in a doctoral
programme.
Semesters of part time registration will be
counted as one half of a full time semester;
on leave semesters will not count toward
this minimum. No part of the minimum
may be waived for work performed before
admission to the University as a master's or
doctoral student.
1.7.5 Course Requirements for the Doctoral
Degree
There are no University course
requirements for the doctoral degree.
However, a student's supervisory
1.7.3 Residence Requirement for the
Doctoral Degree
The aim of the residence requirement is
that the student spend a period of time in
contact with faculty members and with
other students. Doctoral students must
register for a minimum of five semesters.
On leave semesters will not count toward
this minimum.
1.7.4 Course Requirements for the Doctoral
Degree ?
-
There are no University course
requirements for the doctoral degree.
However, a student's supervisory
27

 
committee, Graduate Programme
Committee or the Faculty Graduate Studies
Committee may require a student to take
specified courses or credit hours as part of
the degree programme.
1.7.6 Doctoral Thesis
All doctoral programmes require a doctoral
thesis based on substantial original
research.
committee, Graduate Programme
Committee or the Faculty-Graduate Studies
Committee may require a student to take
specified courses or credit hours as part of
the degree programme.
1.7.5
Doctoral Thesis
All doctoral programmes require a doctoral
thesis based on substantial original
research.
1.7.6 Courses in Master's and Doctoral
Programmes
The following rules apply to the minimum
course work requirement.
One half of the minimum course work of
the University or departmental degree
requirements must be taken at this
University.
None of the University minimum may be
taken on an S/U basis.
None of the University minimum may be
courses taken in order to qualify for
admission.
None of the University minimum may be
undergraduate courses.
A graduate student may apply to take one
or more courses at another university for
credit towards a degree at Simon Fraser
University under the following conditions.
(a) Such applications shall be made at least
one month before the course/courses
start and shall be approved by the
student's supervisory committee and
Graduate Programme Committee and
be sent to the Dean of Graduate Studies
for final approval.
(b)
While taking a course/courses at
another university under these
provisions, the student shall maintain
.
.
28

 
.
normal registration at this University,
not registration on leave.
A graduate student may apply to have
credit for graduate courses taken prior to
admission applied to the requirements for
the degree, under the following conditions.
(a)
courses must have been taken within
two years of starting the SFU
programme
(b)
courses may not have been used to earn
another credential and may not have
been taken as part of a qualifying year
(c)
application for advance credit must be
made at the time of application for
admission, and must be approved by
the Graduate Programme Committee
and the Dean of Graduate Studies
.
S
Current
Proposed
1.8 Progress, Withdrawal and Leave
1.8 Progress, Withdrawal and Leave
Master's and Doctoral Students
1.8.1 Progress Evaluation
1.8.1 Progress Evaluation
For Master's and Doctoral students, the
At least once each year, the supervisory
supervisory committee shall report on the
committee will report on the student's
student's progress at least once each year.
progress. This report will be sent, in
This report will be sent, in writing, to the
writing, to the Graduate Programme
Graduate Programme Committee with a
Committee with a copy to the student. The
copy to the student. The evaluation of
evaluation of student progress in
student progress in coursework will rely in
coursework will rely in part on their
part on their maintenance of a CGPA of
maintenance of a CGPA of 3.0, as required
3.0, as required by graduate regulation
by graduate regulation
1.5.4.
1.5.4.
For Graduate Diploma students a progress
review will be initiated if the CGPA drops
below 2.5.
1.8.2 Procedure for Review of
1.8.2 Review of Unsatisfactory Progress
Unsatisfactory Progress
If a student's progress appears to be
If a student's progress appears to be
unsatisfactory, the supervisory committee
unsatisfactory, the supervisory committee
or the chair of the Graduate Programme
or the chair of the Graduate Programme
Committee shall make a written report to
Committee shall make a written report to
the Graduate Programme Committee, and
the Graduate Programme Committee. That
provide a copy to the student. That
committee shall consider whether or not
committee shall consider whether the
the student's progress has been satisfactory.
student's progress has been satisfactory.
Should the student's progress be found to
Should the student's progress be found to
29

 
be unsatisfactory, the committee, on
?
be unsatisfactory, the Graduate Programme
consultation with the supervisory
?
?
Committee, on consultation with the
committee, if one has been appointed, may supervisory committee, if one has been
appointed, may:
a) require the student to withdraw, or
a) require the student to withdraw, or
.
b) inform the student of the unsatisfactory
progress and require the student to improve
in specific ways in a specific amount of
time.
The student concerned has the right to
appear before the Graduate Programme
Committee when the case is considered,
and may submit any materials relevant to
the case. A student who is required to
withdraw shall be informed, in writing,
with copies to the Dean of Graduate
Studies and the assistant director, graduate
studies. If required to improve within a
specific amount of time, the student shall
be informed, in writing, as to what
precisely is required, with copies to the
Dean of Graduate Studies and the assistant
director, graduate studies.
Any decision of the Graduate Programme
Committee under the provisions of this
section may be appealed to the senate
graduate studies committee through the
Dean of Graduate Studies. The student has
the right to appear before the senate
graduate studies committee when the case
is heard. The decision of that committee
shall be final.
b) inform the student of the unsatisfactory
progress and require the student to
improve in specific ways in a specific
period of time.
The student concerned has the right to
appear before the Graduate Programme
Committee when the case is considered,
and may submit any materials relevant to
the case. A student who is required to
withdraw shall be informed in writing, with
copies to the Dean of Graduate Studies and
the Assistant Director, Graduate Studies. If
required to improve within a specific
period of time, the student shall be
informed in writing as to what precisely is
required, with copies to the Dean of
Graduate Studies and the Assistant
Director, Graduate Studies.
Any decision of the Graduate Programme
Committee under the provisions of this
section may be appealed to the Senate
Graduate Studies Committee through the
Dean of Graduate Studies. The student has
the right to appear before the Senate
Graduate Studies Committee when the case
is heard. The decision of that committee
shall be final.
1]
Current
Proposed
1.8.3 Withdrawal from Courses and from
1.8.3 Withdrawal from Courses and from
the University
the University
Permission of the senior supervisor and the
Permission of the senior supervisor and the
chair of the Graduate Programme
chair of the Graduate Programme
Committee is required to withdraw from a
Committee is required to withdraw from a
course. If the senior supervisor is not yet
course. If the senior supervisor is not yet
appointed, permission of the chair of the
appointed, or if the student is in a graduate
S
30

 
o
?
required. if such permission is granted, a
student may withdraw from a course
without academic penalty up to the end of
the ninth week of classes in any semester.
Under extenuating circumstances, a student
may withdraw from a course without
academic penalty during the tenth to the
12th week of classes. Such circumstances
must be beyond the control of the student
(e.g., medical or financial crisis); under
such circumstances, therefore, 898
(Master's Thesis Research), 899 (PhD
Research) or a similar course may be
added, as appropriate. The permission of
the senior supervisor and the chair of the
Graduate Programme Committee is
required.
A student may withdraw from the
University at any time by notifying the
. ?
chair of the Graduate Programme
Committee and the assistant director,
graduate studies.
A student who has withdrawn from the
University and who wishes to re-enter shall
apply for permission under the same
conditions as any other applicant.
diploma programme, permission of the
chair of the Graduate Programme
Committee is required. If such permission
is granted, a student may withdraw from a
course without academic penalty up to the
end of the
9th
week of classes in any
semester.
Under extenuating circumstances, a student
may withdraw from a course without
academic penalty during the 10' tothe 12
week of classes. Such circumstances must
be beyond the control of the student (e.g.,
medical or financial crisis); under such
circumstances, therefore, 898 (Master's
Thesis Research), 899 (PhD Research) or a
similar course may be added, as
appropriate. Permission of the senior
supervisor and the chair of the Graduate
Programme Committee is required.
A student may withdraw from the
University at any time by notifying the
chair of the Graduate Programme
Committee and the Assistant Director,
Graduate Studies.
A student who has withdrawn from the
University and who wishes to re-enter shall
apply for admission under the same
conditions as an
y
other applicant.
Corn
S
Current
Proposed
1.8.4 Application to go on Leave
1.8.4 Application to go on Leave
One constituent of graduate work is that a
It is desirable that a graduate degree or
considerable length of time is devoted to
diploma involve several consecutive
concentrated work in one particular area of
semesters of uninterrupted study or
research. It is therefore desirable that a
research. However, a student may apply to
graduate degree involve several
go on leave if both of the following
consecutive semesters of uninterrupted
conditions are satisfied.
research. However, a student may apply to
go on leave if both of the following
a) a situation arises which makes it
conditions are satisfied.
necessary or desirable to interrupt the
work, and
a) a situation arises which makes it
necessary or desirable to interrupt the
b) no substantial use will be made of
31

 
b)
work,
no substantial
and
?
use will be made of
University facilities.
?
.
University facilities.
Permission to register on leave must be
approved by the student's supervisory
committee and the Graduate Programme
Committee. Students on leave are required
to register during the normal registration
period for each semester by indicating on
leave status on their current registration
form. A student who does not register is
considered to have withdrawn from the
University.
Permission to register on leave must be
approved by the student's supervisory
committee and the Graduate Programme
Committee. Students on leave are required
to register during the normal registration
period for each semester by indicating on
leave status when registering.
Students who wish to register on leave for
more than three sequential semesters must
submit a written explanation for all
subsequent on-leave registrations. Such
applications require approval from the
Dean of Graduate Studies.
1.8.5 Failure to Register
A student who does not register is
considered to have withdrawn from the
University.
Current
Proposed
1.9 Preparation for Examinations
1.9 Preparation for Examinations
Master's Students
Master's Students
1.9.1 Examining Committee for a Master's
1.9.1 Examining Committee for a Master's
Degree Candidate
Degree Candidate
Each candidate for a master's degree shall
Each candidate for a master's degree shall
be examined on the thesis, extended essays
be examined on the thesis, extended essays
or project. Each examining committee shall
or project. With the exception of
have the following minimum composition.
designated "professional" master's
programmes (see 1.10.6), each examining
a) the chair of the student's graduate
committee shall have the following
program committee, or his/her designate,
minimum composition.
who shall be a non-voting chair of the
examining committee. If the chair of the
a) the chair of the student's graduate
graduate program committee is also on the
program committee, or his/her designate,
student's supervisory committee, he/she
who shall be a non-voting chair of the
shall designate a member of faculty at this
examining committee. If the chair of the
University, who is not a member of the
graduate program committee is also on the
student's supervisory committee, as chair,
student's supervisory committee, he/she
shall designate a member of faculty at this
b) all members of the student's supervisory
University, who is not a member of the
committee.
student's supervisory committee, as chair.
S
fl
32

 
.
c) a member of faculty at the university, or
a person otherwise suitably qualified, who
is not a member of the student's
supervisory committee. For those seeking a
degree under special arrangements, this
person shall be from outside the University.
b)
all members of the student's supervisory
committee. ?
- -
c)
a member of faculty at the university, or
a person otherwise suitably qualified, who
is not a member of the student's
supervisory committee. For those seeking a
degree under special arrangements, this
person shall be from outside the University.
Current ?
Proposed
1.9.2 Preparation for Examination of ?
1.9.2 Preparation for Examination of
Master's Thesis ?
Master's Thesis
.
Preparation for the examination of a
master's thesis shall not take place until the
thesis is substantially complete and in the
format laid down in In Preparation of
Thesis, Extended Essays and Project:
Regulations and Guidelines (revised
February 1997).
At least six weeks before the proposed date
for the thesis examination, the candidate's
supervisory committee shall make a
recommendation concerning the date of the
thesis examination and the composition of
the examining committee in conformity
with 1.9.1. This recommendation, which
shall include the thesis title and an abstract,
shall be sent to the graduate program
committee for final approval and to the
assistant director, graduate studies in the
Office of the Registrar for entry into the
University's records. The examining
committee composition shall reach the
assistant director, graduate studies at least
one month before the examination date. At
this time, the chair of the graduate program
committee will notify the University
community of the intended time and place
of the examination.
Unbound copies of the completed thesis
shall be given to the chair of the examining
committee for distribution to that
Preparation for the examination of a
master's thesis shall not take place until the
thesis is substantially complete and in the
format laid down in Preparation of Thesis,
Extended Essays and Project: Regulations
and Guidelines (revised February 1997).
The candidate's supervisory committee
shall make a recommendation to the chair
of the Graduate Programme Committee
concerning the date, place and time of the
thesis examination and the composition of
the examining committee in conformity
with 1.9.1. Upon approval of the chair of
the Graduate Programme Committee, this
recommendation, with the thesis title and
abstract, shall be sent to the assistant
director, graduate studies in the Office of
the Registrar for entry into the University's
records The examining committee
composition shall reach the assistant
director, graduate studies at least four
weeks before the examination date. At this
time, the chair of the graduate program
committee will notify the University
community of the intended time and place
of the examination.
At least two weeks before the date of the
thesis examination unbound copies of the
completed thesis shall be distributed to the
examining committee by the Chair of the
33

 
committee, and one copy shall be made
generally available for inspection by
interested members of faculty and students
The completed thesis shall be distributed
no later than two weeks before the
examination date.
At least ten days before the examination,
the chair of the graduate program
committee shall notify the candidate, the
examining committee, the dean or deans of
faculty concerned, and the assistant
director, graduate studies of the date, place
and time of the thesis examination; this
date shall not be earlier than the originally
proposed date. If the date or place has been
changes, the chair of the graduate program
committee will notify the University
community.
Graduate Programme Committee, and one
copy shall be made generally available for
inspection by interested members of faculty
and students. Department rules may require
earlier submission of the completed thesis.
If the date or place of the examination has
been changed, the chair of the Graduate
Program Committee will notify the
University community.
The examination of the thesis shall take
place under the regulations for thesis
examination given in 1.10.1.
.
The examination of the thesis shall take
place under the regulations for thesis
examination given in 1.10.1.
Doctoral Students
1.9.3 Examining Committee for Doctoral Thesis
Each candidate for a doctoral degree shall be examined on the thesis. Each examining
committee shall have the following minimum composition:
a)
the chair of the graduate program committee, or designate, who shall be a non-voting
chair of the examining committee. If the chair of the graduate program committee is also
on the student's supervisory committee, he shall designate a member of faculty at the
University, who is not a member of the student's supervisory committee, as chair.
b)
all members of the student's supervisory committee;
c)
a member of faculty at the University or a person otherwise suitably qualified, who is
not a member of the student's supervisory committee;
d)
an external examiner who shall be specifically qualified in the field of the thesis and
not be a member of faculty at the University.
?
-
Current
Proposed
1.9.4 Preparation for Examination of
11.9.4 Preparation for Examination of
Q
S
34

 
.
Doctoral Thesis
Preparation for the examination of a
doctoral thesis shall not take place until the
thesis is substantially complete and in the
format laid down in In Preparation of
Thesis, Extended Essays and Project:
Regulations and Guidelines (revised
February 1997).
At least eight weeks before the proposed
date for the thesis examination the
candidate's supervisory committee shall
make a recommendation concerning the
composition of the examining committee
(in conformity with 1.9.3) and the date of
the thesis examination. This
recommendation, which shall also include
the thesis title, an abstract of the thesis, and
a short biography of the proposed external
examiner, shall be sent to the graduate
program committee, then to the Office of
the Dean of Graduate Studies for
consideration by the senate graduate
studies committee. The recommendation
must reach the Office of the Dean of
Graduate Studies at least six weeks before
the examination date. After the
recommendation is approved, the dean of
graduate studies shall formally invite the
external examiner and provide information
on the examination date and procedures.
Unbound copies of the completed thesis
shall be given to the chair of the examining
committee for distribution to that
committee. A copy of the thesis shall also
be made generally available for inspection
by interested faculty members and
students. The completed thesis shall be thus
distributed no later than one month before
the examination date and in no case prior to
the approval of the examining committee
by the senate graduate studies committee.
The chair of the examining committee shall
inform the dean of graduate studies in
writing when the thesis has been
Doctoral Thesis
Preparation for the examination of a
doctoral thesis shall not take place until the
thesis is substantially complete and in the
format laid down in Preparation of Thesis,
Extended Essays and Project: Regulations
and Guidelines (revised February 1997).
The candidate's supervisory committee
shall make a recommendation to the Chair
of the Graduate Programme Committee
concerning the composition of the
examining committee (in conformity with
1.9.3) and the date, place and time of the
thesis examination. Upon approval of the
chair of the Graduate Programme
Committee, this recommendation, with the
thesis title, abstract, and curriculum vitae of
the external examiner shall be sent to the
Dean of Graduate Studies for final
approval. The examining committee
composition shall reach the Dean of
Graduate Studies at least six weeks before
the examination date. At this time, the chair
of the Graduate Programme Committee
will notify the University community of the
intended time and place of the examination.
After the recommendation is approved, the
Dean of Graduate Studies shall formally
invite the external.
Unbound copies of the completed thesis
shall be distributed to the examining
committee by the Chair of the Graduate
Programme Committee after approval of
the examining committee and thesis
examination arrangements by the Dean and
at least four weeks before the date of
examination. The chair of the examining
committee shall inform the Dean of
Graduate Studies in writing when the thesis
has been distributed. Department rules may
require earlier submission of the completed
thesis.
35

 
distributed. ?
The examination of the thesis shall take
place under the regulations for thesis
examination given in 1.10.1.
Current
n
1. 9.5 The Role of the External Examiner
The external examiner shall be chosen as a
distinguished scholar with particular
experience in the field of the thesis
research. The examiner shall be free from
potential conflict of interest which may
arise, for example, from research
collaboration with the student or
prospective employment of the student.
Whether the external examiner will
participate in person or in absentia,
including the possibility of a conference
telephone connection or similar means, will
be determined by the dean of graduate
studies who will take into account the
departmental views.
The external examiner shall be asked to
report on the thesis, to the dean of graduate
studies only, before the examination. The
report, which should indicate whether the
examiner believes the thesis is ready for
defence, shall be sent to the chair of the
examining committee, by the dean of
graduate studies, for distribution to all
members of the examining committee
before the examination. In cases when the
examiner finds the thesis ready for defence,
the report will otherwise be kept
confidential until after the examination; in
other cases, the report need not be kept
confidential. Once the examination has
taken place, and if the thesis is passed, the
external examiner shall send a brief report
to the senior supervisor which indicates the
general quality of the thesis. That report
(which may be either a copy of the initial
report to the dean of graduate studies or a
report prepared after the thesis defense)
shall accompany the recommendation for
1. 9.5
The Role of the External Examiner
The external examiner should be a
distinguished scholar with particular
expertise in the field of the thesis research.
The examiner shall be free from potential
conflict of interest which may arise, for
example, from research collaboration with
the student or prospective employment of
the student. Whether the external examiner
will participate in person or in absentia,
including the possibility of a conference
telephone connection or similar means, will
be determined by the Dean of Graduate
Studies who will take into account the
departmental views.
The external examiner shall be asked to
report on the thesis, to the Dean of
Graduate Studies only, before the
examination. If the report states that the
thesis is ready for defence, a copy shall be
sent to the chair of the examining
committee by the Dean of Graduate Studies
for distribution to all members of the
examining committee before the
examination. The contents of the report
will not be communicated to the student. If
the report recommends that the
examination be postponed, the Dean shall
send a copy to the chair of the examining
committee, the senior supervisor and the
chair of the Graduate Programme
Committee. The chair of the Graduate
Programme Committee and the senior
supervisor will inform the student of the
content of the report. Following
discussions with the student and the
supervisory committee, the chair of the
Graduate Programme Committee shall
report to the Dean whether the examination
.
.
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I
award of the degree.
will take place as scheduled or be
postponed. ?
--
In the event of examination in absentia, the
report of the external examiner should be
quite extensive and give a specific
recommendation as to whether or not the
thesis ought to pass, fail, or be subject to
revision as under 1.10.2. The report shall
be copied, by the dean of graduate studies,
to the chair of the examining committee,
for distribution to all
members of the
examining committee before the
examination. Specific questions raised by
the external examiner in that report shall be
directed to the candidate during the
examination.
Once the examination has taken place, and
if the thesis is passed, the external
examiner shall send a brief report to the
senior supervisor which indicates the
general quality of the thesis. That report
(which may be either a copy of the initial
report to the Dean of Graduate Studies or a
report prepared after the thesis defense)
shall accompany the recommendation for
award of the degree.
In the event of examination in absentia, the
report of the external examiner should be
quite extensive and give a specific
recommendation as to whether the thesis
ought to pass, fail, or be subject to revision
as under 1.10.2. The report may contain
specific questions the external examiner
would like posed to the candidate. The
report shall be copied, by the Dean of
Graduate Studies, to the chair of the
examining committee, for distribution to all
members of the examining committee
before the examination. Specific questions
raised by the external examiner in that
report shall be directed to the candidate
during the examination by members of the
examining committee selected by the chair
of the examining committee.
1.9.6 Notification of Doctoral Thesis Examination
At least ten days before the proposed examination, the chair of the graduate program
committee will notify the candidate, the examining committee, the dean or deans of
faculty concerned and the Dean of Graduate Studies of the date, place and time of the
thesis examination; this date shall not be earlier than the originally proposed date. The
Dean of Graduate Studies will notify the University community.
.
Current
Proposed ?
-
1.10 Examinations
1.10.1 Thesis Examination
Master's and Doctoral Students
The candidate shall give an oral account of
1.10.1 Thesis Examination
the research on which the thesis is based
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The candidate shall give an oral account of
the research on which the thesis is based
and defend the thesis itself. The candidate
must be prepared to answer questions on
the field of the research and related fields.
Thesis examinations are open to the
University community. Copies of the thesis
abstract shall be made available to
all those
attending the examination. The chair of the
examining committee shall allow proper
opportunity for questions on the thesis to
come from persons who are not members
of the examining committee but are
attending the examination. The dean of
graduate studies or designate shall have the
right to attend all
phases of the
examination.
and defend the thesis itself. The candidate
must be prepared to answer questions on
the field of the research and related fields.
Thesis examinations are open to the
University community. Copies of the thesis
abstract shall be made available to all those
attending the examination. The chair of the
examining committee shall allow proper
opportunity for questions on the thesis to
come from persons who are not members
of the examining committee but are
attending the examination. The dean of
graduate studies or designate shall have the
right to attend all phases of the
examination.
After the chair of the examining committee
is satisfied that all relevant questions have
been answered, the examining committee
shall meet
in camera
to classify the thesis.
Current
Proposed
1. 10.2 Classification of the Thesis
1. 10.2 Classification of the Thesis
There are four possible outcomes of the
There are four possible outcomes of the
thesis defence,
thesis defence.
1) the thesis may be passed as submitted
1) the thesis may be passed as submitted.
2) the thesis may be passed on the
2) the thesis may be passed on the
condition that minor revisions be
condition that revisions be completed to the
completed to the satisfaction of the senior
satisfaction of the senior supervisor.
supervisor
3) the examining committee may defer
3) the examining committee may defer
making judgement if it judges that the
making judgement if it judges that the
thesis could pass after additional work by
thesis could pass after additional work by
the candidate. A thesis upon which
the candidate. A thesis upon which
judgement is deferred shall come forward
judgement is deferred shall come forward
for re-examination within a period
for re-examination within a period
specified by the examining committee. The
specified by the examining committee. The
examining committee may require formal
examining committee may require formal
re-examination under section 1.10.1 or may
re-examination under section 1.10.1 or may
reach its decision by examination of the
reach its decision by examination of the
revised thesis. The examining committee
revised thesis. The examining committee
may not defer judgement a second time.
may not defer judgement a second time.
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.
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4) the thesis may be failed. In this case, the
candidate is required to withdraw from the
University.
The decision of the examining committee
is by simple majority vote except that, in
the cases of doctoral candidates or
candidates enrolled under special
arrangements, the committee may not pass
a thesis or defer its judgement on a thesis
without the concurrence of the external
examiner. A decision to pass the thesis or
to defer making judgement may not be
reached on a tie vote of the examining
committee. If at first a majority vote to pass
the thesis cannot be reached, and
subsequently, if a majority vote to defer
judgement cannot be reached, the thesis
will be failed.
4) the thesis may be failed. In this case, the
candidate is required to withdraw from the
University.
The decision of the examining committee
is by simple majority vote except that, in
the cases of doctoral candidates or
candidates enrolled under special
arrangements, the classification of the
thesis may not be at a higher level than that
of the external examiner. A decision to pass
the thesis or to defer making judgement
may not be reached on a tie vote of the
examining committee. If at first a majority
vote to pass the thesis cannot be reached,
and subsequently, if a majority vote to
defer judgement cannot be reached, the
thesis will be failed.
1. 10.3 Recommendation for the Award of the Degree
When a student has successfully defended the thesis and made any minor revisions
required, the supervisory committee shall recommend award of degree. This
recommendation goes for approval respectively to the Graduate Program Committee, the
Faculty Graduate Studies Committee, the Senate Graduate Studies Committee and
Senate, which has the final authority to award the degree.
The title of the thesis, extended essays, professional paper and projects will be recorded
on the student's transcript.
10.4 Submission of the Thesis to the Library
If the examining committee has required minor revisions to a thesis, these will be
completed as soon as possible after the examination and checked by the senior
supervisor. Two unbound copies of the final draft of the completed thesis shall be sent to
the library together with a memorandum from the senior supervisor certifying that all
required revisions have been made. These two copies will be bound, catalogued and
retained by the library, one for the general collection and one for the University archives.
graduate program committees may also require not more than two bound copies for
departmental files and these should be submitted for binding at the same time.
When the library representative of the dean of graduate studies has checked the thesis and
accepted the format, the representative will notify the registrar. No degree will be
S
approved by senate until the registrar has been so notified.
.

 
Master's Students
1. 10.5 Examination of Extended Essays submitted in Partial Fulfillment of Degree
Requirements
Examination for an extended essay shall be as for the examination of a master's thesis.
The extended essay of a successful candidate shall be deposited in the library in the same
format as for a thesis.
1. 10.6 Examination of Projects Submitted in Partial Fulfillment of Degree Requirements
For degrees designated 'professional degrees' by senate (presently executive MBA, day
MBA, MEd, MPM, MRM, MEng, MPub) the project will be examined in ways
designated by the appropriate faculty graduate studies committee and the dean of
graduate studies.
Examination of projects for
all
other graduate programs shall be as for the examination of
theses with the following exceptions: when the project is either live, taped or filmed, only
one presentation is required for examination, and only one recording is required for
deposition in the library. The one copy deposited in the library shall be the property of
the University. The student shall have the right to copy the original, and the right to
borrow it for external showing at the discretion of the librarian.
1.11 Publication of Thesis
When the thesis is submitted to the library, the student shall authorize the copying and
publication of the thesis as follows.
1.11.1 Partial Copyright License
Except as noted in 1.11.3, the student shall sign a partial copyright license which grants
to the University the right to lend the thesis to users of the library, and to make partial or
single copies for such users. Multiple copying is not permitted without written permission
from the author except that, if the author is unobtainable, the dean of graduate studies
may give this permission.
Current
Proposed
1. 11.2 Microfilming
1. 11.2 Reproduction
Except as noted in 1.11.3, the student shall
Except as noted in 1.11.3, the student shall
sign an agreement form authorizing The
sign an agreement form authorizing the
National library to microfilm the thesis and
National Library of Canada to reproduce
to sell microfilm copies on request.
the thesis and to sell copies on request.
Current
Proposed
1. 11.3 Postponement of Publication
1. 11.3 Postponement of Publication
The thesis may be withheld from
The results of research conducted at Simon
circulation and from copying for a period
Fraser University should be available freely
of six months from the date of defence of
to the public, and it is expected that theses
the thesis, in order to protect patentable
will be placed in the Library immediately
material, pending application, or where
following final revisions. It is the
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40

 
immediate commercial publication is in
view. In unusual cases this period might be
extended for a further six months. At the
time of the thesis defence, a thesis
withholding document requesting and
authorizing such delay shall be signed by
the student, the senior supervisor, and the
dean of graduate studies. The official
copies of the thesis and all pertinent forms
shall be deposited in the library along with
the withholding document. A copy of the
thesis shall not be sent to the National
Library during the restricted period but the
abstract of the doctoral thesis shall be sent
to Dissertation Abstracts International with
the period of restriction duly noted.
responsibility of graduate students to
ensure that this policy is communicated
clearly to relevant individuals and
organizations outside the university prior to
the initiation of any research project.
A thesis may be withheld from circulation
and from copying for a period of telve
months from the date of defence of the
thesis, in order to protect confidential
commercial information, patentable
material, pending application, or where
immediate commercial publication is
anticipated. No extensions to this time limit
will be permitted. At the time of the thesis
defence, a thesis withholding document
requesting and authorizing such delay shall
be signed by the student, the senior
supervisor, and the Dean of Graduate
Studies. The official copies of the thesis
and all pertinent forms shall be deposited in
the library along with the withholding
document. A copy of the thesis shall not be
sent to The National Library of Canada
during the restricted period but the abstract
of the doctoral thesis shall be sent to
Dissertation Abstracts International with
the period of restriction duly noted.
Under exceptional circumstances, portions
of a thesis may be withheld from the pre-
defence copy of the thesis that is made
available to faculty members and students
(see 1.9.2 and 1.9.4). This procedure must
be authorized by the Dean of Graduate
Studies well before the distribution of the
thesis. The Dean must ensure that only the
most confidential material is withheld from
the thesis, and that the overall content of
the thesis is not lost.
1. 11.4 Publication of the Thesis by the Student
None of the clauses above preclude the student from publishing the thesis in any form at
S
?
any time.
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1. 12 Maximum Time for Completion of the Requirements for the Degree
1. 12.1 General
The maximum times for completion given below are not intended to be the normal times
for completion. They are intended to take into account a wide variety of extraordinary
circumstances and events that may delay completion. Individual departments may specify
their expectations of normal degree completion times as a guide to determining whether a
student's progress is satisfactory.
1. 12.2 Master's Degree
A student shall complete all of the requirements for a master's degree within twelve
semesters of thU time equivalent (FTE) enrolment. In addition,
all
requirements of the
master's degree must be completed within six calendar years of initial enrolment as a
master's student.
1. 12.3 Doctoral Degree
A student shall complete
all
the requirements for a doctoral degree within eight calendar
years of initial enrolment as a doctoral student or, in the case of a student who has
transferred from a master's program into the doctoral program without completing the
master's degree, within eight calendar years of initial enrolment as a master's student.
Current
Proposed
1. 12.4 Readmission
1. 12.4 Readmission
Under exceptional circumstances and with
Under exceptional circumstances and with
the recommendation of the departmental
the recommendation of the Chair of the
graduate program committee concerned, a
Graduate Program Committee, a student
student who did not complete the degree
who did not complete the degree
requirements within the maximum time,
requirements within the maximum time,
and who was thus required to withdraw,
and who was thus required to withdraw,
may be readmitted for one semester only to
may be readmitted for one semester only to
complete those requirements. Final
complete those requirements. Final
approval for readmission is by the dean of
approval for readmission is by the Dean of
graduate studies.
Graduate Studies.
1.13 Award of the Degree
1. 13.1 Application for Graduation
Every candidate for a graduate degree is responsible for applying for graduation on forms
available from the Office of the Registrar.
1. 13.2 Award of the Degree
Award of the degree is by resolution of senate.
1. 13.3 Transcripts
fl
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42

 
• ?
Certified official transcripts of the student's graduate academic record may be obtained
from the Office of the Registrar. Only individually signed copies with the University seal
are valid. For further information on cost refer to fees section.
1.14 Convocation Ceremony
Convocation is held twice annually. Graduates from the previous fall and spring
semesters convocate in early June, while graduates from the summer semester convocate
in October.
1. 15 Class Interruption
Simon Fraser University makes reasonable efforts to ensure that its classes and courses of
instruction proceed on a regular basis and without interruption. Faculty have certain
discretion to cancel or change the timetable for their classes; they will endeavour to give
reasonable notice of any cancellation or change. Simon Fraser University will not be
responsible for cancellation or change of any class. Neither will Simon Fraser University
be responsible for the consequences of interruption or termination of any class or course
of instruction which results from
fire,
riot, labour disruption or any other event which
occurs despite the University's efforts, or for failure to give notice of the interruption or
termination.
.
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Current
Proposed
1.16 Graduate Student Appeals
1.16 Graduate Student Appeals
Grades
Graduate students are advised to seek
May be appealed to the instructor,
informal resolution of problems through
department chair and, in some cases,
discussions with their supervisor, graduate
faculty dean in accordance with academic
programme chair, department chair or
policy T 20.01.
faculty dean, and the Dean of Graduate
Studies.
Progress Evaluations
May be appealed to the senate graduate
1. 16.1 Grades
studies committee (see 1.8.2.)
May be appealed to the instructor,
department chair and, in some cases,
Appeals
faculty dean in accordance with policy
Appeals of admission decisions are referred 120.01.
to the committee to review university
admissions. Appeals of decisions on
1. 16.2 Progress Evaluation
registration, withdrawal, graduation,
May be appealed to the Senate Graduate
entry/re-entry to a program or any matter
Studies Committee (see 1.8.2.)
relating to academic standing (other than
review of unsatisfactory progress) are
1. 16.3 Admission
referred to the senate appeals board.
Applicants who meet or exceed minimum
requirements for admission are not assured
Any decision of the graduate program
of admission to any graduate programme
committee under the provisions of general
(see 1.3.1).
regulation 1.8.1 review of unsatisfactory ?
I
Normally, admission decisions may not be
43

 
progress may be appealed to the senate
graduate studies committee through the
dean of graduate studies.
appealed (see 1.3.10). In exceptional
circumstances, unsuccessful applicants may
appeal to the Committee to Review
University Admissions. This committee
will only review the fairness of admissions
procedures and will not review an
applicant's credentials.
.
1. 16.4 Other appeals
Appeals of decisions on registration,
withdrawal, graduation, entry/re-entry to a
program or any matter relating to academic
standing (other than review of
unsatisfactory progress) are referred to the
Senate Appeals Board.
.
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